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SFC lifts suspension of UBS Securities Hong Kong Limited acting as sponsor

证监会撤销有关UBS Securities Hong Kong Limited暂时不得担任保荐人的处分

Circular on the licensing obligations of family offices

有关家族办公室的申领牌照责任的通函

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致寻求获发牌的私募股本公司的通函

Court convicts unlicensed fund manager

法院将无牌基金经理定罪

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兴业金融证券有限公司遭证监会谴责及罚款640万元

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