返回至旧有资讯

Jan 14, 2026

SFC obtains disqualification order against former executive director of National United Resources Holdings Limited

Jan 14, 2026

证监会取得针对国家联合资源控股有限公司前执行董事的取消资格令

Jan 9, 2026

SFC obtains court order to freeze up to $85.2 million of assets belonging to suspect traders of Wan Cheng shares

Jan 9, 2026

证监会取得法庭命令冻结涉嫌买卖万成股份人士高达8,520万元的资产

Jan 9, 2026

Circular to Licensed Corporations
Broker Forum

Jan 9, 2026

致持牌法团的通函
香港证券业发展研讨会

Jan 6, 2026

SFC reprimands and fines Saxo Capital Markets HK Limited $4 million for regulatory breaches over distribution of virtual asset-related products

Jan 6, 2026

盛宝金融（香港）有限公司在分销虚拟资产相关产品时违反监管规定遭证监会谴责及罚款400万元

Dec 31, 2025

SFC welcomes Process Review Panel Report 2024-25

Dec 31, 2025

证监会欢迎程序覆检委员会发表2024至25年度报告

Dec 29, 2025

SFC withdraws restriction notices to brokers to facilitate return of misappropriated funds to affected parties

Dec 29, 2025

证监会撤回向经纪行发出的限制通知书以便向受影响人士退还被挪用的资金

Dec 24, 2025

FSTB and SFC conclude consultations on virtual asset dealer and custodian regimes, further consult on two new regimes

Dec 24, 2025

财库局与证监会总结虚拟资产交易商及托管人制度的谘询另就两新制度展开进一步谘询

Dec 22, 2025

Circular to licensed corporations -
Exemption for non-centrally cleared equity options from margin requirements

Dec 22, 2025

致持牌法团的通函 ──
非中央结算股票期权的保证金规定豁免

Dec 18, 2025

Former vice president of Computershare jailed and fined for insider dealing

Dec 18, 2025

中央证券登记前总监因内幕交易被判入狱及罚款

Dec 17, 2025

China All Access former executive jailed for false trading

Dec 17, 2025

中国全通前主管人员因虚假交易被判入狱

Dec 17, 2025

A quarter of connecting, innovating and diversifying Hong Kong markets: SFC Report

Dec 17, 2025

证监会《季度报告》：︁积极推动香港市场联通、创新及多元发展

Dec 16, 2025

SFC obtains order to freeze $101 million belonging to suspected shadow director in corporate misconduct case involving Teamway International Group Holdings Limited

Dec 16, 2025

证监会在涉及Teamway International Group Holdings Limited的企业失当行为案中取得冻结怀疑幕后董事1.01亿元的命令

Dec 12, 2025

Circular in relation to the clearing and record keeping rules for the OTC derivatives regime – changes to the list of persons designated as financial services providers

Dec 12, 2025

关于为场外衍生工具制度而设的结算及备存纪录规则的通函—对被指定为金融服务提供者的人士的名单的修改

Dec 11, 2025

SFC reprimands and fines EFG Bank AG $10.85 million for regulatory breaches and internal control failures

Dec 11, 2025

瑞士盈丰银行股份有限公司因违反监管规定及内部监控缺失遭证监会谴责及罚款1,085万元

Dec 5, 2025

Circular to intermediaries
SFC and HKMA joint product survey 2025

Dec 5, 2025

致中介机构的通函
2025证监会与金管局关于产品销售的联合调查

Dec 4, 2025

SFC secures conviction in false trading prosecution involving China All Access shares

Dec 4, 2025

证监会在涉及中国全通股份的虚假交易检控中取得法院的定罪裁决

Dec 4, 2025

Former vice president of Computershare remanded in custody after convicted of insider dealing

Dec 4, 2025

中央证券登记前总监被裁定内幕交易罪成后还押看管

Dec 3, 2025

SFC suspends Loretta Lee Si Kar for three months and two weeks

Dec 3, 2025

证监会暂时吊销李斯嘉的牌照三个月两星期

Dec 3, 2025

SFC suspends dealings in Dashan Education Holdings Limited shares over significant overstatement of corporate bank balances

Dec 3, 2025

证监会因大山教育控股有限公司涉嫌严重夸大银行结余而暂停其股份交易

Dec 2, 2025

SFC obtains court order to freeze up to $62.6 million of assets of suspected manipulator of Eggriculture shares

Dec 2, 2025

证监会取得法庭命令冻结涉嫌操纵永续农业股份人士高达6,260万元的资产

Nov 28, 2025

SFC launches staff donation drive to support residents of Tai Po’s fire

Nov 28, 2025

证监会发起员工募捐行动支援大埔火灾灾民

Nov 28, 2025

SFC further streamlines measures for authorised EU-regulated retail funds to implement changes efficiently

Nov 28, 2025

证监会进一步简化措施已获认可的欧盟规管零售基金将能更高效地实施变更

Nov 28, 2025

SFC issues restriction notices to two brokers to freeze accounts of client allegedly involved in corporate misconduct

Nov 28, 2025

证监会向两家经纪行发出限制通知书以冻结涉嫌与企业失当行为有关的客户的帐户

Nov 28, 2025

Circular to management companies of SFC-authorised unit trusts and mutual funds - Updated streamlined measures on post-authorisation matters for SFC-authorised UCITS funds

Nov 28, 2025

致证监会认可的单位信托及互惠基金的管理公司的通函 - 更新有关UCITS 基金获得证监会认可后的简化措施(只备有英文版)

Nov 27, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Webinar Materials

Nov 27, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
网络研讨会资料

Nov 25, 2025

New speech by Julia Leung: Keynote speech at ASEAN+3 Economic Cooperation and Financial Stability Forum

Nov 25, 2025

梁凤仪的新演说：在东盟与中日韩经济合作与金融稳定论坛的主题演说

Nov 21, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) United Nations Sanctions (Democratic Republic of the Congo) Regulation 2019 (Amendment) Regulation 2025
(2) United Nations Sanctions (Central African Republic) Regulation 2020 (Amendment) (No. 2) Regulation 2025

Nov 21, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函
打击洗钱／恐怖分子资金筹集
(1) 《2025年〈2019年联合国制裁（刚果民主共和国）规例〉（修订）规例》
(2) 《2025年〈2020年联合国制裁（中非共和国）规例〉（修订）（第2号）规例》

Nov 19, 2025

New speech: Rico Leung’s keynote speech at ISDA Derivatives Trading Forum Hong Kong

Nov 19, 2025

梁仲贤的新演说：在国际掉期及衍生工具协会衍生工具交易香港论坛上的主题演说

Nov 17, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Detection and prevention of potential layering activities in money laundering

Nov 17, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
侦测及预防用作洗钱的潜在分层交易活动

Nov 17, 2025

SFC urges licensed firms to detect and prevent potential layering activities in money laundering

Nov 17, 2025

证监会敦促持牌机构侦测及预防用作洗钱的潜在分层交易活动

Nov 14, 2025

SFC welcomes re-appointment of Chief Executive Officer

Nov 14, 2025

证监会欢迎行政总裁获再度委任

Nov 13, 2025

SFC reprimands and fines Tung Tai Securities Company Limited HK$900,000 for failure to safeguard client assets

Nov 13, 2025

东泰证券有限公司因未能保障客户资产遭证监会谴责及罚款90万港元

Nov 13, 2025

SFC unveils enhancements to facilitate client interaction under Cross-boundary Wealth Management Connect

Nov 13, 2025

证监会公布跨境理财通优化措施促进参与机构与客户互动

Nov 13, 2025

Circular to licensed corporations
Implementation Arrangements for Cross-Boundary Wealth Management Connect Pilot Scheme

Nov 13, 2025

致持牌法团的通函
跨境理财通试点计划实施细则

Nov 12, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action
(2) FATF Statement on Jurisdictions under Increased Monitoring
(3) Outcomes from the FATF Plenary, 22-24 October 2025

Nov 12, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
(1) 财务行动特别组织有关要求各方对高风险司法管辖区采取行动的声明
(2) 特别组织有关被加强监察的司法管辖区的声明
(3) 特别组织于2025年10月22至24日举行全体会议所取得的成果

Nov 7, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities
Anti-Money Laundering / Counter-Financing of Terrorism
Early Alert on United Nations Sanctions

Nov 7, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函
打击洗钱／恐怖分子资金筹集
就联合国制裁提早发出通知

Nov 7, 2025

Circular to licensed corporations ─
SFC consultation on the Chinese version of the draft financial resources rule amendments

Nov 7, 2025

致持牌法团的通函──
证监会就财政资源规则修订版的中文草拟本进行谘询

Nov 7, 2025

SFC secures first custodial sentence against finfluencer for provision of paid investment advice on social media chat group without licence

Nov 7, 2025

证监会获得法院首次对无牌而在社交媒体聊天群组提供付费投资意见的金融网红作出扣押刑罚

Nov 7, 2025

SFC consults on the Chinese version of financial resources rule enhancements

Nov 7, 2025

证监会就优化财政资源规则的中文草拟本进行谘询

Nov 6, 2025

SFC commence prosecution in securities fraud case involving illegal short selling

Nov 6, 2025

证监会就涉及非法卖空的证券欺诈案件提出检控

Nov 6, 2025

New speech by Kelvin Wong: Opening remarks at China International Finance Forum - Hong Kong Summit

Nov 6, 2025

黄天的新演说：在中国国际金融论坛 - 香港峰会上的开幕致辞

Nov 5, 2025

Global Financial Leaders’ Investment Summit concludes with “Conversations with Global Investors” investment forum

Nov 5, 2025

国际金融领袖投资峰会闭幕压轴举行「与国际投资者对话」研讨会

Nov 5, 2025

SFC bans Cheung Ngai Yi for life

Nov 5, 2025

证监会终身禁止张艺议重投业界

Nov 5, 2025

New speech by Kelvin Wong: Welcome remarks at “Conversations with Global Investors” investment forum

Nov 5, 2025

黄天的新演说：在“与国际投资者对话”研讨会上的欢迎辞

Nov 3, 2025

New synopsis by Julia Leung: Fireside chat at Hong Kong FinTech Week 2025

Nov 3, 2025

梁凤仪的新演说摘要：在香港金融科技周2025上的炉边对谈

Nov 3, 2025

SFC issues new guidance for licensed virtual asset trading platforms to tap global liquidity and diversify offerings

Nov 3, 2025

证监会发出新指引利便持牌虚拟资产交易平台连接全球流动性和扩展多元化产品及服务

Nov 3, 2025

Circular on expansion of products and services of virtual asset trading platforms

Nov 3, 2025

有关扩展虚拟资产交易平台的产品及服务的通函

Nov 3, 2025

Circular on shared liquidity by virtual asset trading platforms

Nov 3, 2025

有关虚拟资产交易平台共享流动性的通函

Oct 31, 2025

SFC seeks court orders to disqualify former directors of China Longevity Group Company Limited

Oct 31, 2025

证监会寻求法庭颁令取消中国龙天集团有限公司前董事的资格

Oct 31, 2025

New speech by Kelvin Wong: Speech at the HKICPA Best Corporate Governance and ESG Awards 2025 Presentation Luncheon Ceremony

Oct 31, 2025

黄天的新演说：在香港会计师公会最佳企业管治及 ESG 大奖2025颁奖典礼午宴的演说

Oct 30, 2025

New speech by Kelvin Wong: Keynote speech at the Financial Street Forum 2025

Oct 30, 2025

黄天的新演说：在2025年金融街论坛上的主题演说

Oct 28, 2025

SFC suspends Tang Wai Choi for seven months

Oct 28, 2025

证监会暂时吊销邓伟财的牌照七个月

Oct 27, 2025

SFC and Québec’s AMF enhance regulatory cooperation on supervision of cross-border investment management activity

Oct 27, 2025

证监会与魁北克省金管局在监督跨境投资管理活动方面加强监管合作

Oct 27, 2025

SFC bans Cheng Lai Ho for seven months

Oct 27, 2025

证监会禁止郑礼豪重投业界七个月

Oct 27, 2025

SFC obtains court order to freeze up to $82.4 million of assets belonging to suspected manipulators of Smartac shares

Oct 27, 2025

证监会取得法庭命令冻结涉嫌操纵智能股份人士高达8,240万元的资产

Oct 24, 2025

Court finalises trial dates for insider dealing case against Wong Pak Ming

Oct 24, 2025

法院就黄栢鸣内幕交易案定出审讯日期

Oct 23, 2025

Former directors of Universal Star disciplined following SFC-HKEX enforcement collaboration

Oct 23, 2025

星宇前董事在证监会与香港交易所合作采取行动后遭受纪律处分

Oct 22, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) United Nations Sanctions (Haiti) Regulation
(2) United Nations (Anti-Terrorism Measures) Ordinance
(3) United Nations Sanctions (ISIL and Al-Qaida) Regulation

Oct 22, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
(1) 《联合国制裁（海地）规例》
(2) 《联合国（反恐怖主义措施）条例》
(3) 《联合国制裁（伊黎伊斯兰国及基地组织）规例》

Oct 22, 2025

SFC proposes to enhance Hong Kong’s retail fund code to bolster global competitiveness

Oct 22, 2025

证监会建议优化本港零售基金守则以提升全球竞争力

Oct 22, 2025

SFC proposes to enhance Hong Kong’s retail fund code to bolster global competitiveness

Oct 22, 2025

证监会建议优化本港零售基金守则以提升全球竞争力

Oct 22, 2025

Court verdict on money laundering of listed company funds

Oct 22, 2025

法院就上市公司资金洗钱案作出裁决

Oct 21, 2025

New speech by Kelvin Wong: Keynote speech at the International Conference of Legal Regulators 2025

Oct 21, 2025

黄天的新演说：在2025年国际法律监管机构会议的主题演说

Oct 20, 2025

SFC supports market’s initiatives on regulatory compliance for digital asset funds and tokenised funds

Oct 20, 2025

证监会支持市场推动数字资产基金及代币化基金的监管合规

Oct 20, 2025

SFC reprimands and fines UBS AG $8 million for professional investor misclassification

Oct 20, 2025

UBS AG因错误分类专业投资者遭证监会谴责及罚款800万元

Oct 17, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Early Alert on United Nations Sanctions

Oct 17, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
就联合国制裁提早发出通知

Oct 17, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Anti-Money Laundering and Counter-Financing of Terrorism Webinar

Oct 17, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
打击洗钱及恐怖分子资金筹集网络研讨会

Oct 17, 2025

SFC welcomes re-appointment of Non-Executive Directors

Oct 17, 2025

证监会欢迎非执行董事获再度委任

Oct 13, 2025

Court penalises AMTD Global Markets Limited for contempt of court due to non-compliance with SFC notices and orders it to produce records and pay fine

Oct 13, 2025

尚乘环球市场有限公司因不遵从证监会通知而遭法庭以藐视法庭罪惩处，并被命令交出纪录及缴交罚款

Oct 13, 2025

SFC supports REIT market growth with new dedicated channel and streamlined authorisation process

Oct 13, 2025

证监会推出全新专线并精简认可程序以支持房地产基金市场发展

Oct 13, 2025

Circular to Management Companies of SFC-authorised Real Estate Investment Trusts - Streamlined documentary requirements for secondary offerings

Oct 13, 2025

致证监会认可房地产投资信托基金的管理公司的通函 - 简化二次发行的文件规定 (只备有英文版)

Oct 8, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Early Alert on United Nations Sanctions

Oct 8, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
就联合国制裁提早发出通知

Oct 2, 2025

SFC suspends Joey Lo Wai Hon for four months

Oct 2, 2025

证监会暂时吊销罗伟汉的牌照四个月

Sep 30, 2025

SFC appoints Interim Head of Investment Products

Sep 30, 2025

证监会委任投资产品部临时主管

Sep 30, 2025

SFC seeks court order to freeze assets up to $394 million for investors compensation in suspected manipulation of Grand Talents shares

Sep 30, 2025

证监会就广骏股份的涉嫌操纵活动寻求法庭颁令冻结高达3.94亿元的资产作投资者赔偿之用

Sep 30, 2025

Supplemental joint circular on intermediaries’ virtual asset-related activities

Sep 30, 2025

有关中介人的虚拟资产相关活动的补充联合通函

Sep 29, 2025

Joint circular to intermediaries
Concurrent SFC-HKMA thematic review of the distribution of non-exchange traded investment products

Sep 29, 2025

致中介人的联合通函
证监会与金管局关于非交易所买卖投资产品分销的共同主题检视

Sep 29, 2025

New speech by Kelvin Wong: Remarks at Financial Services Sector’s Celebration of 76th Anniversary of the People’s Republic of China

Sep 29, 2025

黄天的新演说：在金融服务界庆祝中华人民共和国成立七十六周年酒会上的演说

Sep 29, 2025

SFC reprimands and fines Roofer Securities Limited $2.1 million for mishandling client money

Sep 29, 2025

路华证券有限公司因不当处理客户款项遭证监会谴责及罚款210万元

Sep 29, 2025

Hong Kong’s securities industry saw continued earnings growth and record transactions in first half of 2025

Sep 29, 2025

香港证券业2025年上半年盈利续见增长交易额再创新高

Sep 26, 2025

SFC seeks court order to freeze assets up to $219 million for investors compensation in suspected manipulation of KNT shares

Sep 26, 2025

证监会就嘉艺股份的涉嫌操纵活动寻求法庭颁令冻结高达2.19亿元的资产作投资者赔偿之用

Sep 26, 2025

Landmark compensation distribution to eligible Combest shareholders nears completion

Sep 26, 2025

向合资格康佰股东分发标志性赔偿的工作接近完成

Sep 26, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (South Sudan) Regulation 2019 (Amendment) Regulation 2025

Sep 26, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2025年〈2019年联合国制裁（南苏丹）规例〉（修订）规例》

Sep 25, 2025

SFC and HKMA unveil roadmap to advance Hong Kong’s vision to be global fixed income and currency hub

Sep 25, 2025

证监会与金管局发布路线图携手打造香港成全球固定收益及货币中心

Sep 25, 2025

SFAT affirms SFC decision to reprimand and fine RaffAello Capital Limited for sponsor failures

Sep 25, 2025

上诉审裁处确认证监会就保荐人缺失而对RaffAello Capital Limited作出谴责及罚款的决定

Sep 25, 2025

New speech by Julia Leung: Speech at the Hong Kong Fixed Income and Currency Forum 2025

Sep 25, 2025

梁凤仪的新演说：在香港固定收益及货币论坛2025上的演说

Sep 25, 2025

New speech by Kelvin Wong: Welcoming remarks at the Hong Kong Fixed Income and Currency Forum 2025

Sep 25, 2025

黄天的新演说：在香港固定收益及货币论坛2025上的欢迎辞

Sep 22, 2025

SFC consults on extending investor identification regime to exchange-traded derivatives in Hong Kong

Sep 22, 2025

证监会就扩展投资者识别码制度至香港交易所买卖衍生工具进行谘询

Sep 19, 2025

SFC seeks court orders to disqualify former directors of Century Energy International Holdings Limited

Sep 19, 2025

证监会寻求法庭颁令取消百能国际能源控股有限公司前董事的资格

Sep 18, 2025

New speech: Rico Leung’s keynote speech at FOW Trading Asia 2025

Sep 18, 2025

梁仲贤的新演说：在2025年期货期权世界（FOW）Trading Asia 会议上的主题演说

Sep 18, 2025

SFC and UAE’s Securities and Commodities Authority sign landmark MoU to deepen fund distribution collaboration

Sep 18, 2025

证监会与阿联酋证券商品委员会签订标志性谅解备忘录深化基金分销合作

Sep 17, 2025

SFC welcomes Chief Executive’s initiatives to reinforce Hong Kong as top financial centre

Sep 17, 2025

证监会欢迎行政长官为巩固香港作为顶尖金融中心地位提出的措施

Sep 17, 2025

Mutual Recognition of Funds (MRF) between the United Arab Emirates (UAE) and Hong Kong

Sep 17, 2025

有关阿拉伯联合酋长国(阿联酋)与香港基金互认的通函（只备有英文版）

Sep 16, 2025

SFC bans Citigroup Global Markets Asia Limited’s former responsible officer Richard Charles Heyes for five years

Sep 16, 2025

证监会禁止花旗环球金融亚洲有限公司前负责人员Richard Charles Heyes重投业界五年

Sep 12, 2025

SFC seeks court order to freeze assets up to $82.4 million against suspected manipulators of Smartac shares

Sep 12, 2025

证监会寻求法庭颁令以冻结涉嫌操纵智能股份的人士高达8,240万元的资产

Sep 11, 2025

SFC and ADGM’s FSRA co-host high-level roundtable on asset management opportunities

Sep 11, 2025

证监会与阿布扎比金管局合办高层圆桌会议探讨资产管理机遇

Sep 10, 2025

New speech by Kelvin Wong: Welcome remarks at the Forum on Sustainability Disclosures

Sep 10, 2025

黄天的新演说：在可持续披露论坛上的欢迎辞

Sep 10, 2025

SFC and Dubai Financial Services Authority bolster ties in supervising cross-border investment management

Sep 10, 2025

证监会与迪拜金融服务管理局在监督跨境投资管理方面加强合作

Sep 9, 2025

SFC and ADBI co-host roundtable to advance development of sustainable-related thematic instruments

Sep 9, 2025

证监会与亚行研究院合办圆桌会议以促进可持续相关主题投融资工具的发展

Sep 8, 2025

SFC reprimands and fines Instinet Pacific Limited $8 million for failure to report cross trades to the Stock Exchange

Sep 8, 2025

证监会谴责极讯亚太没有向联交所申报交叉盘买卖并处以罚款800万元

Sep 4, 2025

SFC suspends former Agg. Asset Management responsible officer Chow Tsz Lam for 12 months for fund management failures

Sep 4, 2025

海纳资产管理前负责人员周梓霖因基金管理缺失遭证监会暂时吊销牌照12个月

Sep 4, 2025

SFC-HKMA joint survey shows record investment product sales and market participation in 2024

Sep 4, 2025

证监会与金管局的联合调查显示2024年投资产品销售及市场参与度均创新高

Sep 2, 2025

SFC obtains disqualification orders of up to four years against five more former directors of Superb Summit International Group Limited

Sep 2, 2025

证监会取得针对奇峰国际集团有限公司另外五名前董事长达四年的取消资格令

Sep 2, 2025

SFC bans Suen Kin-wing for life

Sep 2, 2025

证监会终身禁止孙健荣重投业界

Aug 29, 2025

SFC seeks court order to freeze assets up to $62.5 million for investor compensation in sophisticated ramp-and-dump case

Aug 29, 2025

证监会就组织严密的“唱高散货”案件寻求法庭颁令冻结高达6,250万元的资产作投资者赔偿之用

Aug 27, 2025

IPO and securities trading growth powers Hong Kong ahead as global financial hub: SFC Quarterly Report

Aug 27, 2025

证监会《季度报告》：︁首次公开招股及证券交易增长推动香港全球金融中心向前迈进

Aug 26, 2025

SFC reprimands and fines HSBC $4.2 million for disclosure failures in research reports

Aug 26, 2025

汇丰因研究报告的披露缺失而遭证监会谴责并罚款420万元

Aug 26, 2025

New speech by Kelvin Wong: Keynote speech at the Hong Kong Bar Association-World Justice Project Conference

Aug 26, 2025

黄天的新演说：在香港大律师公会与世界正义工程联合主办的会议上的主题演说

Aug 25, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Early Alert on United Nations Sanctions

Aug 25, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
就联合国制裁提早发出通知

Aug 25, 2025

Wong Pak Ming to stand trial for insider dealing after pleading not guilty

Aug 25, 2025

黄栢鸣否认内幕交易控罪并将接受审讯

Aug 21, 2025

SFC and HKMA to co-organise Hong Kong Fixed Income and Currency Forum 2025

Aug 21, 2025

证监会与金管局联合举办香港固定收益及货币论坛2025

Aug 20, 2025

Public warned of impersonation scams carried out in the name of SFC

Aug 20, 2025

证监会告诫公众提防冒充其名进行的诈骗

Aug 18, 2025

SFC bans Zhu Hong for 12 months and fines her $400,000 for fund management failures

Aug 18, 2025

朱红因基金管理缺失遭证监会禁止进行受规管活动12个月及处以罚款400,000元

Aug 15, 2025

Circular to licensed virtual asset trading platform operators
on custody of virtual assets

Aug 15, 2025

致持牌虚拟资产交易平台营运者的
关于虚拟资产托管的通函

Aug 15, 2025

SFC elaborates on robust custody standards for virtual asset trading platforms to safeguard client virtual assets

Aug 15, 2025

证监会向虚拟资产交易平台阐明稳健托管标准以保障客户虚拟资产安全

Aug 14, 2025

Joint statement by the SFC and the HKMA on stablecoin-related market movements

Aug 14, 2025

证监会及金管局就稳定币相关市场波动的联合声明

Aug 11, 2025

Circular to Licensed Corporations - Updated Technical Specifications for OTC Derivatives Trade Reporting

Aug 11, 2025

致持牌法团的通函 - 关于场外衍生工具交易汇报技术规格的更新

Jul 31, 2025

SFC obtains six-year disqualification order against former vice-chairman and executive director of Zhongda International Holdings Limited

Jul 31, 2025

证监会取得针对中大国际控股有限公司前副主席兼执行董事为期六年的取消资格令

Jul 30, 2025

New speech by Kelvin Wong: Opening remarks at Chinese Asset Management Association of Hong Kong’s Annual Meeting

Jul 30, 2025

黄天的新演说：在香港中资基金业协会周年大会上的开幕致辞

Jul 29, 2025

New speech by Kelvin Wong: Keynote speech at Hong Kong Chartered Governance Institute’s 2025 Director Training Series

Jul 29, 2025

黄天的新演说：在香港公司治理公会2025董事培训计划发表的主题演说

Jul 25, 2025

SFC and ICAC joint operation against suspected market manipulation and corrupt practices leads to arrest of two former senior executives of listed company

Jul 25, 2025

证监会与廉署采取联合行动打击涉嫌市场操纵及贪污行为拘上市公司两前高层

Jul 23, 2025

Court-appointed administrators successfully distributed $19 million of assets to clients of Hong Kong Wan Kiu Investment Company Limited

Jul 23, 2025

由法庭委任的管理人成功向香港宏侨投资有限公司的客户分配1,900万元的资产

Jul 21, 2025

SFC obtains seven-year disqualification order against former executive director of First Credit Finance Group Limited

Jul 21, 2025

证监会取得针对第一信用金融集团有限公司前执行董事为期七年的取消资格令

Jul 18, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) United Nations Sanctions (Libya) Regulation 2019 (Amendment) Regulation 2025
(2) United Nations Sanctions (Somalia) Regulation 2019 (Amendment) Regulation 2025

Jul 18, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
(1) 《2025年〈2019年联合国制裁（利比亚）规例〉（修订）规例》
(2) 《2025年〈2019年联合国制裁（索马里）规例〉（修订）规例》

Jul 18, 2025

SFC welcomes re-appointment of Executive Directors

Jul 18, 2025

证监会欢迎执行董事获再度委任

Jul 17, 2025

Market Misconduct Tribunal finds Dan Form’s former company secretary and her Mainland associate culpable of insider dealing

Jul 17, 2025

市场失当行为审裁处裁定丹枫前公司秘书及其内地关联人士内幕交易罪成

Jul 16, 2025

SFC bans Tong Ho Yin for nine years and fines him $350,000

Jul 16, 2025

证监会禁止汤浩然重投业界九年并处以罚款350,000元

Jul 16, 2025

Hong Kong’s AUM grew 13% with 81% increase in fund inflows: SFC’s 2024 survey on asset and wealth management business

Jul 16, 2025

证监会2024资产及财富管理调查：香港管理资产总值大增13% 资金流入急升81%

Jul 15, 2025

Circular on enhanced facilitative measure for visiting professionals

Jul 15, 2025

有关利便访港专业人员的优化措施的通函

Jul 14, 2025

Circular to licensed corporations -
SFC consultation on changes to financial resources rules and related guidelines to foster market developments for OTC derivatives and other products

Jul 14, 2025

致持牌法团的通函 —
证监会就修改财政资源规则及相关指引进行谘询
冀促进场外衍生工具和其他产品的市场发展

Jul 14, 2025

SFC consults on financial resources rule enhancements to foster market developments for OTC derivatives and other products

Jul 14, 2025

证监会就优化财政资源规则进行谘询以促进场外衍生工具和其他产品的市场发展

Jul 11, 2025

SFC obtains disqualification orders of up to 10 years against former directors of Superb Summit International Group Limited

Jul 11, 2025

证监会取得针对奇峰国际集团有限公司前董事长达十年的取消资格令

Jul 10, 2025

Market manipulators sentenced to community service for up to 240 hours

Jul 10, 2025

市场操纵者被判长达240小时社会服务令

Jul 9, 2025

New speech by Julia Leung: Opening remarks at “Anti-Scam Consumer Protection Charter 3.0” launch event

Jul 9, 2025

梁凤仪的新演说：于《保障消费者防诈骗约章3.0》启动礼上的开幕致辞

Jul 9, 2025

Anti-Scam Consumer Protection Charter 3.0

Jul 9, 2025

《保障消费者防诈骗约章3.0》

Jul 9, 2025

First active ETF cross-listing in Hong Kong underscores the city’s status as premier asset and wealth management centre

Jul 9, 2025

首只主动型ETF在港互挂上市-彰显香港作为主要国际资产及财富管理中心的地位

Jul 9, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Haiti) Regulation

Jul 9, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《联合国制裁（海地）规例》

Jul 8, 2025

New speech by Julia Leung: Keynote address at Bond Connect Anniversary Summit 2025

Jul 8, 2025

梁凤仪的新演说：在债券通周年论坛2025的主题演说

Jul 7, 2025

SFC convenes second Digital Asset Consultative Panel meeting

Jul 7, 2025

证监会召开第二次数字资产谘询小组会议

Jul 3, 2025

SFC reprimands and fines Freeman Commodities Limited $3.4 million and suspends its former responsible officer for regulatory breaches

Jul 3, 2025

证监会谴责民众期货有限公司违反监管规定并处以罚款340万元及暂时吊销其前负责人员的牌照

Jul 3, 2025

SFC welcomes launch of Order Routing Service on Integrated Fund Platform

Jul 3, 2025

证监会欢迎综合基金平台订单传递服务的推出

Jun 27, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action
(2) FATF Statement on Jurisdictions under Increased Monitoring
(3) Outcomes from the Joint FATF-MONEYVAL Plenary, 12-13 June 2025

Jun 27, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
(1) 财务行动特别组织有关要求各方对高风险司法管辖区采取行动的声明
(2) 特别组织有关被加强监察的司法管辖区的声明
(3) 特别组织及欧洲理事会评价反洗钱措施的特设专家委员会于2025年6月12至13日举行联合全体会议所取得的成果

Jun 27, 2025

FSTB and SFC consult on proposed regimes to regulate virtual asset dealers and custodians

Jun 27, 2025

财库局与证监会就规管虚拟资产交易服务及托管服务提供者的拟议制度进行谘询

Jun 27, 2025

New position limits for key exchange-traded derivatives to take effect

Jun 27, 2025

主要交易所买卖衍生工具的新持仓限额即将生效

Jun 27, 2025

New speech by Kelvin Wong: Keynote speech at 11th Investor Relations Awards Ceremony

Jun 27, 2025

黄天的新演说：在第十一届投资者关系大奖的主题演说

Jun 26, 2025

Court sets out buy-out offer details for Sound Global’s former chairman to purchase shares from minority shareholders

Jun 26, 2025

法庭订明桑德国际前主席向小股东全面收购股份的要约细节

Jun 26, 2025

SFC and HKMA conclude annual update to Financial Services Providers list under OTC derivatives regulatory regime

Jun 26, 2025

证监会与金管局就场外衍生工具监管制度下的金融服务提供者名单的年度更新发表谘询总结

Jun 25, 2025

Hong Kong capital markets gain fresh momentum from innovation and connectivity drives: SFC Annual Report

Jun 25, 2025

证监会《年报》：创新与联通为香港资本市场注入新动力

Jun 25, 2025

Top executives of SFC and Saudi Capital Market Authority meet in Hong Kong to advance regulatory collaboration

Jun 25, 2025

证监会与沙特资本市场管理局高层在香港会晤以促进监管合作

Jun 23, 2025

Circular to intermediaries
HKEX annual rehearsal for trading system recovery

Jun 23, 2025

致中介人的通函
香港交易所交易系统復原的年度演习

Jun 23, 2025

New speech by Kelvin Wong: Keynote speech at Annual Conference of Hong Kong Investment Funds Association

Jun 23, 2025

黄天的新演说：在香港投资基金公会年会的主题演说

Jun 19, 2025

SFC suspends Pun Hong Hai for 10 months

Jun 19, 2025

证监会暂时吊销潘康海的牌照十个月

Jun 19, 2025

SFC bans Law Man Wai for three years

Jun 19, 2025

证监会禁止罗文伟重投业界三年

Jun 16, 2025

SFC suspends Hadiee Chui Lai Chun for seven months

Jun 16, 2025

证监会暂时吊销徐丽珍的牌照七个月

Jun 13, 2025

SFC to adopt fee limits for approved securities registrars under uncertificated securities market regime

Jun 13, 2025

证监会将采纳在无纸证券市场制度下为核准证券登记机构设定的费用限额

Jun 13, 2025

New speech by Julia Leung: Keynote speech at the Caixin Summer Summit 2025

Jun 13, 2025

梁凤仪的新演说：在2025财新夏季峰会上的主题演说

Jun 12, 2025

SFC proposes to further restrict use of misleading names to enhance investor protection

Jun 12, 2025

证监会建议进一步限制使用具误导性的名称以加强投资者保障

Jun 12, 2025

New speech by Kelvin Wong: Keynote speech at Asia Trader Forum 2025

Jun 12, 2025

黄天的新演说：在亚洲交易员论坛2025的主题演说

Jun 11, 2025

Sentencing adjourned for brothers-in-law convicted of false trading

Jun 11, 2025

被裁定虚假交易罪成的姻亲兄弟押后判刑

Jun 10, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Early Alert on United Nations Sanctions

Jun 10, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
就联合国制裁提早发出通知

Jun 9, 2025

Powering Growth with Resilience: Strong turnout at broker forum as SFC advances industry outreach

Jun 9, 2025

证监会“乘风破浪稳中求进”研讨会反应热烈有助加强与证券业界沟通

Jun 6, 2025

Circular to licensed corporations
Review of internal controls on client asset protection

Jun 6, 2025

致持牌法团的通函
检视有关保障客户资产的内部监控措施

Jun 6, 2025

Circular to licensed corporations - Prevention and handling of unauthorised trading incidents

Jun 6, 2025

致持牌法团的通函 - 预防及处理未经授权交易事故

Jun 6, 2025

SFC urges brokers to enhance protection for clients against rising cases of SMS phishing

Jun 6, 2025

证监会促请经纪行加强客户保障以防范愈趋频繁的短讯仿冒诈骗个案

Jun 6, 2025

Appointments and re-appointments to SFC Advisory Committee

Jun 6, 2025

证监会谘询委员会成员的委任及续任

Jun 6, 2025

SFC issues restriction notice to GA (Int'l) Capital Management Limited and conducts search operation

Jun 6, 2025

证监会向环联（国际）资产管理有限公司发出限制通知书及进行搜查行动

Jun 6, 2025

SFC joins global regulatory effort to curb activities of unauthorised finfluencers

Jun 6, 2025

证监会参与全球监管工作以遏制非认可金融网红的活动

Jun 5, 2025

Court sets preliminary trial date for insider dealing case against Wong Pak Ming

Jun 5, 2025

法院定出黄栢鸣内幕交易案的初步审讯日期

Jun 4, 2025

SFC bans Wong Lai Suen for six months

Jun 4, 2025

证监会禁止黄丽璇重投业界六个月

Jun 2, 2025

SFC obtains landmark court decision for former Combest senior executives to make $192 million compensation to shareholders

Jun 2, 2025

证监会向法庭取得标志性裁决，使康佰前高级管理人员须向股东赔偿1.92亿元

May 30, 2025

Circular to intermediaries
Updates to acceptable account opening approaches

May 30, 2025

致中介人的通函
关于可接受的开户方式的最新资讯

May 29, 2025

SFC and Saudi Capital Market Authority extend dialogue on regulatory cooperation beyond landmark ETF listing

May 29, 2025

证监会与沙特资本市场管理局见证标志性ETF上市后进一步探讨监管合作

May 27, 2025

SFC obtains disqualification orders between two to nine years against former directors and senior executive of National Agricultural Holdings Limited

May 27, 2025

证监会取得针对国农控股有限公司前任董事及高层人员为期两至九年的取消资格令

May 22, 2025

SFC welcomes IOSCO’s statement on combatting online scams

May 22, 2025

证监会欢迎国际证监会组织就打击网上骗局发表声明

May 21, 2025

SFC warns public against phishing text messages sent by “brokers”

May 21, 2025

证监会告诫公众提防由“经纪行”发送的仿冒诈骗文字讯息

May 21, 2025

SFC bans Ho Hin Hang for five months

May 21, 2025

证监会禁止何衍行重投业界五个月

May 21, 2025

SFC issues restriction notice to Bloomyears Limited

May 21, 2025

证监会向昌万年有限公司发出限制通知书

May 21, 2025

Circular to licensed corporations
Phishing detection and prevention

May 21, 2025

致持牌法团的通函
侦测及预防仿冒诈骗

May 21, 2025

Circular to Licensed Corporations - Updates on the implementation of ISO 20022 Standard related to Hong Kong’s Over-the-Counter (OTC) derivatives reporting requirements

May 21, 2025

致持牌法团的通函 - 关于香港场外衍生工具交易汇报规定的ISO20022标准实施的最新进展

May 20, 2025

SFC and Laos senior regulators meet in Hong Kong

May 20, 2025

证监会与老挝监管机构高层在香港会晤

May 19, 2025

SFC revokes Mui Chok Wah’s licence and bans him for two years

May 19, 2025

证监会撤销梅作华的牌照并禁止他重投业界两年

May 16, 2025

Circular to Licensed Corporations
Broker Seminar

May 16, 2025

致持牌法团的通函
香港证券业发展研讨会

May 15, 2025

Court of First Instance dismisses appeal by offender of unlicensed activity

May 15, 2025

原讼法庭驳回无牌活动罪成者提出的上诉

May 15, 2025

Court convicts brothers-in-law of false trading

May 15, 2025

法院裁定姻亲兄弟虚假交易罪成

May 15, 2025

Further enriching product types of Swap Connect to facilitate high-quality opening up of Mainland’s financial markets

May 15, 2025

丰富“互换通”产品类型促进中国金融市场高水平对外开放

May 15, 2025

SFC and ADGM’s FSRA enhances regulatory cooperation on supervision of cross-border investment management activity

May 15, 2025

证监会与阿布扎比金管局在监督跨境投资管理活动方面加强监管合作

May 14, 2025

Mutual Recognition of Funds (MRF) between Ireland and Hong Kong

May 14, 2025

有关爱尔兰与香港基金互认的通函 (只备有英文版)

May 14, 2025

SFC and Central Bank of Ireland enhance cooperation in public fund distribution

May 14, 2025

证监会及爱尔兰中央银行加强公募基金分销的合作

May 13, 2025

SFC and Canada’s Ontario Securities Commission deepen cooperation on cross-border investment management supervision

May 13, 2025

证监会与加拿大安大略省证监会在监督跨境投资管理方面加强合作

May 12, 2025

SFC reprimands and fines Sino-Rich Securities & Futures Limited $2 million and suspends its responsible officer for failures in relation to margin lending practices

May 12, 2025

中顺证券期货有限公司因保证金贷款手法方面的缺失遭证监会谴责及罚款200万元并暂时吊销其负责人员的牌照

May 9, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Haiti) (Amendment) Regulation 2025

May 9, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2025年联合国制裁（海地）（修订）规例》

May 8, 2025

Pre-trial review fixed for prosecution of unlicensed advising on securities by finfluencer

May 8, 2025

法院为金融网红无牌而就证券提供意见的检控个案订定审讯前覆核日期

May 6, 2025

Joint announcement on launch of Technology Enterprises Channel

May 6, 2025

关于推出“科企专线”的联合公告

May 6, 2025

SFC’s senior executives visit Abu Dhabi and Dubai to promote collaboration on virtual assets

May 6, 2025

证监会高层访问阿布扎比和迪拜推动虚拟资产合作

May 2, 2025

Circular to Licensed Corporations
Revised financial return form

May 2, 2025

致持牌法团的通函
经修订的财务申报表表格

Apr 30, 2025

SFC proceeds with position limit increases for key stock index derivatives

Apr 30, 2025

证监会着手提高主要股票指数衍生工具的持仓限额

Apr 28, 2025

Circular to applicants seeking SFC authorisation of unit trusts and mutual funds - Formal adoption of Fund Authorisation Simple Track (FASTrack)

Apr 28, 2025

致有意发行证监会认可的单位信托及互惠基金的申请人的通函 - 正式采纳基金认可简易通道(基金简易通) (只备有英文版)

Apr 28, 2025

SFC reprimands and fines Interactive Brokers Hong Kong Limited $4.2 million for regulatory breaches

Apr 28, 2025

盈透证券香港有限公司违反监管规定遭证监会谴责及罚款420万元

Apr 25, 2025

SFC obtains arrest warrant for suspected market manipulator and interim injunction to freeze his assets in Hong Kong up to $3,158,400

Apr 25, 2025

证监会就涉嫌市场操纵者取得逮捕手令和临时强制令以冻结他于香港高达3,158,400元的资产

Apr 25, 2025

Court further adjourns insider dealing hearing against Wong Pak Ming

Apr 25, 2025

法院再度押后黄栢鸣的内幕交易聆讯

Apr 25, 2025

New speech by Julia Leung: Keynote remarks at OSC Dialogue

Apr 25, 2025

梁凤仪的新演说：于安大略省证监会对谈会的主题演说

Apr 25, 2025

Circular to Licensed Corporations - Updates to the technical specifications and gazette notice for Hong Kong’s Over-the-Counter (OTC) derivatives reporting requirements

Apr 25, 2025

致持牌法团的通函 - 关于香港场外衍生工具交易汇报规定的技术规格更新及宪报公告

Apr 22, 2025

SFC bans Kao Cheng Yung for six months

Apr 22, 2025

证监会禁止高政雍重投业界六个月

Apr 17, 2025

SFC and HKMA consult on annual update to Financial Services Providers list under OTC derivatives regulatory regime

Apr 17, 2025

证监会与金管局就场外衍生工具监管制度下的金融服务提供者名单的年度更新发表谘询

Apr 17, 2025

SFC on track to launch uncertificated securities market regime in early 2026

Apr 17, 2025

证监会如期推进于2026年初实施无纸证券市场制度的准备工作

Apr 15, 2025

SFC and HKEX co-organise inaugural International Carbon Markets Summit

Apr 15, 2025

证监会及港交所联合举办首届国际碳市场峰会

Apr 15, 2025

District Court set trial date for sophisticated ramp-and-dump syndicate

Apr 15, 2025

区域法院就组织严密的“唱高散货”集团案件定出审讯日期

Apr 7, 2025

SFC sets out staking guidance for licensed virtual asset trading platforms and authorised virtual asset funds

Apr 7, 2025

证监会为持牌虚拟资产交易平台和认可虚拟资产基金制定质押相关指引

Apr 7, 2025

New speech by Christina Choi: Keynote speech at Hong Kong Web3 Festival

Apr 7, 2025

蔡凤仪的新演说：在香港Web3嘉年华上的主题演说

Apr 7, 2025

Circular on SFC-authorised funds with exposure to virtual assets

Apr 7, 2025

有关证监会认可基金投资虚拟资产的通函 (只备有英文版)

Apr 7, 2025

Circular on staking services provided by virtual asset trading platforms

Apr 7, 2025

有关虚拟资产交易平台提供质押服务的通函

Apr 1, 2025

Circular to Licensed Corporations which are Participants of The Stock Exchange of Hong Kong Limited or Hong Kong Futures Exchange Limited
- Licence Holders Insurance Scheme for Exchange Participants

Apr 1, 2025

致本身为香港联合交易所有限公司或香港期货交易所有限公司参与者的持牌法团的通函 - 交易所参与者的持牌人保险计划

Mar 31, 2025

Appointments to SFC committees

Mar 31, 2025

证监会委任各委员会成员

Mar 31, 2025

Updates on grant scheme for open-ended fund companies and real estate investment trusts

Mar 31, 2025

有关开放式基金型公司及房地产投资信托基金资助计划的最新资讯

Mar 28, 2025

SFC proposes enhancements to targeted tools to address corporate misconduct

Mar 28, 2025

证监会建议优化具针对性的工具以处理企业失当行为

Mar 28, 2025

SFC welcomes appointment and re-appointment of Non-Executive Directors

Mar 28, 2025

证监会欢迎非执行董事的任命及续任

Mar 27, 2025

Court further adjourns insider dealing hearing against Wong Pak Ming

Mar 27, 2025

法院再度押后黄栢鸣的内幕交易聆讯

Mar 26, 2025

Hong Kong’s securities industry posted broad-based growth in 2024

Mar 26, 2025

香港证券业于2024年录得广泛增长

Mar 25, 2025

District Court sets trial dates for three sophisticated ramp-and-dump cases

Mar 25, 2025

区域法院就三宗组织严密的“唱高散货”案件定出审讯日期

Mar 24, 2025

SFC reprimands and fines Enlighten Securities Limited $5 million and suspends its responsible officer for internal control failures over securities margin financing

Mar 24, 2025

名汇证券有限公司因证券保证金融资方面的内部监控缺失遭证监会谴责及罚款500万元并暂时吊销其负责人员的牌照

Mar 21, 2025

SFC and Ministry of Finance top management meet in Beijing

Mar 21, 2025

证监会与国家财政部高层在北京会面

Mar 20, 2025

Circular to licensed corporations
on IPO subscription and financing services

Mar 20, 2025

致持牌法团的通函
有关首次公开招股认购及融资服务

Mar 20, 2025

SFC issues additional guidance on IPO subscription and financing services

Mar 20, 2025

证监会就首次公开招股认购及融资服务发出额外指引

Mar 20, 2025

Further adjournment for mention in false trading prosecution

Mar 20, 2025

虚假交易检控案进一步押后提堂

Mar 20, 2025

SFC suspends finfluencer for 16 months

Mar 20, 2025

证监会暂时吊销一金融网红的牌照16个月

Mar 19, 2025

SFC bans Steven Wong Yung for 14 months for fund management failures

Mar 19, 2025

王勇因基金管理缺失遭证监会禁止重投业界14个月

Mar 17, 2025

Statement on SFC 2025/2026 budget

Mar 14, 2025

New speech by Kelvin Wong: Keynote speech at the CFA Society Hong Kong’s Annual Dinner 2025

Mar 17, 2025

证监会2025/2026财政年度预算

Mar 14, 2025

黄天的新演说：在香港特许金融分析师学会2025周年晚宴上的主题演说

Mar 14, 2025

SFC seeks disqualification and compensation orders against entire former board of 3DG Holdings (International) Limited

Mar 14, 2025

证监会寻求对金至尊集团（国际）有限公司全体前董事作出取消资格令及赔偿令

Mar 14, 2025

Circular to intermediaries and licensed individuals on arrangements for the collection of annual licensing fees

Mar 14, 2025

致中介人及持牌人士的通函
关于征收牌照年费的安排

Mar 13, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Early Alert on United Nations Sanctions

Mar 13, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
就联合国制裁提早发出通知

Mar 11, 2025

SFC obtains disqualification order against former financial controller of Anxin-China Holdings Limited

Mar 11, 2025

证监会取得针对中国安芯控股有限公司前财务总监的取消资格令

Mar 7, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action
(2) FATF Statement on Jurisdictions under Increased Monitoring
(3) Outcomes from the FATF Plenary, 19-21 February 2025

Mar 7, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
(1) 财务行动特别组织有关要求各方对高风险司法管辖区采取行动的声明
(2) 特别组织有关被加强监察的司法管辖区的声明
(3) 特别组织2025年2月19至21日全体会议所取得的成果

Mar 6, 2025

SFC warns public of Linkbex for suspected virtual asset-related fraud

Mar 6, 2025

证监会告诫公众提防Linkbex涉嫌从事虚拟资产相关欺诈行为

Mar 6, 2025

Hong Kong capital markets wrap up 2024 on a high note: SFC Quarterly Report

Mar 6, 2025

证监会《季度报告》：︁2024年香港资本市场展现后劲

Mar 3, 2025

SFC obtains disqualification orders against former executive directors of Tech Pro Technology Development Limited

Feb 28, 2025

致持牌法团的通函关于已达到为场外衍生工具制度而设的结算及备存纪录规则下的结算门槛的订明人士名单

Mar 3, 2025

证监会取得针对德普科技发展有限公司前执行董事的取消资格令

Feb 27, 2025

SFC proposes to relax position limits for key exchange-traded derivatives

Feb 28, 2025

Circular to Licensed Corporations in relation to list of prescribed persons who have reached the clearing threshold under the clearing and record keeping rules for the OTC derivatives regime

Feb 27, 2025

证监会建议放宽主要交易所买卖衍生工具的持仓限额

Feb 27, 2025

SFC commences insider dealing prosecution against Wong Pak Ming

Feb 27, 2025

证监会对黄栢鸣展开内幕交易检控

Feb 26, 2025

SFC supports government budget measures

Feb 26, 2025

证监会支持政府财政预算案提出的措施

Feb 24, 2025

SFC proposes registrar fee limits under uncertificated securities market regime

Feb 24, 2025

证监会建议就无纸证券市场制度下证券登记机构的收费设定限额

Feb 24, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Early Alert on United Nations Sanctions

Feb 24, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
就联合国制裁提早发出通知

Feb 21, 2025

证监会与亚洲同业就可持续发展、科技及投资者保障的监管路向达成共识

Feb 21, 2025

SFC forges consensus with regional counterparts on regulatory roadmap for sustainability, technology and investor protection

Feb 21, 2025

New speech by Julia Leung: Keynote speech at Vietnam State Securities Commission Symposium

Feb 21, 2025

梁凤仪的新演说：在越南国家证券委员会研讨会上的主题演说

Feb 21, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Central African Republic) Regulation 2020 (Amendment) Regulation 2025

Feb 21, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2025年〈2020年聯合国制裁（中非共和国）规例〉（修订）规例》

Feb 20, 2025

Circular to licensed corporations, SFC-licensed virtual asset service providers and associated entities
Cybersecurity webinar materials

Feb 20, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函
网络保安网络研讨会资料

Feb 20, 2025

Circular to Licensed Corporations Engaged in Asset and Wealth Management Activities - Asset and Wealth Management Activities Survey 2024

Feb 20, 2025

致从事资产及财富管理活动的持牌法团的通函 - 2024年资产及财富管理活动调查 (只备有英文版)

Feb 19, 2025

SFC sets out new roadmap to develop Hong Kong as a global virtual asset hub

Feb 19, 2025

证监会制定新路线图以推动香港发展为全球虚拟资产中心

Feb 18, 2025

SFC issues restriction notices to Money Concepts (Asia) Holdings Limited and Money Concepts Asset Management Limited

Feb 18, 2025

证监会向美国万利理财控股有限公司及美国万利资产管理有限公司发出限制通知书

Feb 18, 2025

Circular to licensed corporations and their affiliated corporations carrying on activities concerning over-the-counter (OTC) derivative products or transactions

OTC Derivatives Activities Survey 2025

Feb 18, 2025

致进行涉及场外衍生工具产品或交易活动的持牌法团及其联系法团的通函

2025年场外衍生工具活动调查

Feb 17, 2025

SFC supports listing of alternative funds to broaden investor choice and bolster market development

Feb 17, 2025

证监会支持另类资产基金上市以扩阔投资选择及促进市场发展

Feb 17, 2025

Circular on listed closed-ended alternative asset funds

Feb 17, 2025

有关上市封闭式另类资产基金的通函

Feb 14, 2025

SFC convenes inaugural Virtual Asset Consultative Panel meeting

Feb 14, 2025

证监会首次召开虚拟资产谘询小组会议

Feb 6, 2025

Circular to licensed corporations - Cybersecurity review of licensed corporations

Feb 6, 2025

致持牌法团的通函 - 持牌法团的网络保安检视

Feb 6, 2025

Cross-Agency Steering Group sets 2025 priorities to support growth of sustainable finance in Hong Kong

Feb 6, 2025

跨机构督导小组制订2025年支持香港可持续金融发展的工作重点

Feb 6, 2025

SFC flags cybersecurity incidents involving licensed firms and resulting business disruptions in thematic review report

Feb 6, 2025

证监会发表网络保安主题报告重点检视涉及持牌机构的相关事故和所引致的业务中断

Jan 27, 2025

SFC reprimands and fines Hang Seng Bank Limited $66.4 million for misconduct in selling practices of investment products

Jan 27, 2025

恒生银行有限公司因投资产品销售手法方面的失当行为遭证监会谴责及罚款6,640万元

Jan 24, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Yemen) Regulation 2019 (Amendment) Regulation 2025

Jan 24, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2025年〈2019年联合国制裁（也门）规例〉（修订）规例》

Jan 24, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Cybersecurity Webinar

Jan 24, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 网络保安网络研讨会

Jan 24, 2025

SFC concludes consultation on proposals to pave way for fully digitalised public offerings

Jan 24, 2025

证监会就推动公开发售全面数码化的建议发表谘询总结

Jan 23, 2025

SFC commences false trading prosecution against brothers-in-law

Jan 23, 2025

证监会对姻亲兄弟展开虚假交易检控

Jan 23, 2025

SFC expands listed structured fund offerings in Hong Kong

Jan 23, 2025

证监会扩大在港发行的上市结构性基金的范围

Jan 23, 2025

Circular on listed structured funds

Jan 23, 2025

有关上市结构性基金的通函

Jan 21, 2025

SFC’s Chairman and CEO paid Director Xia Baolong visit in Beijing

Jan 21, 2025

证监会主席和行政总裁在北京拜会夏宝龙主任

Jan 21, 2025

MMT sanctions chauffeur and wife for insider dealing in Dan Form shares and orders disgorgement of illicit profit

Jan 21, 2025

审裁处就丹枫股份内幕交易对一名司机及其妻施加制裁并饬令两人交出非法利润

Jan 17, 2025

New speech by Kelvin Wong: Keynote speech at the Association of Hong Kong Capital Market Practitioners’ Seminar

Jan 17, 2025

黄天的新演说：在香港资本市场专业人员协会研讨会上的主题演说

Jan 16, 2025

SFC and HKEX collaborate in enforcement action against FingerTango Inc. and former directors for misconduct resulting in over $660 million of losses

Jan 16, 2025

证监会与香港交易所协力就指尖悦动控股有限公司及其前董事导致逾6.6亿元损失的失当行为采取执法行动

Jan 16, 2025

SFC extends swift licensing process to new virtual asset trading platform applicants

Jan 16, 2025

证监会将迅速发牌程序延伸至虚拟资产交易平台牌照的新申请者

Jan 16, 2025

Circular to new virtual asset trading platforms seeking to be licensed –
Enhanced licensing process and revamped external assessments

Jan 16, 2025

致寻求获发牌的新虚拟资产交易平台的通函 ─
完善的发牌程序及经优化的外部评估

Jan 16, 2025

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities
Findings from inspections on deemed-to-be-licensed virtual asset trading platform applicants and expected standards of conduct for virtual asset trading platform operators

Jan 16, 2025

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函
对被当作获发牌的虚拟资产交易平台申请者进行视察的结果及有关虚拟资产交易平台营运者的预期操守标准

Jan 15, 2025

New speech by Kelvin Wong: Keynote speech at The 2nd Hong Kong Capital Markets Forum 2025

Jan 15, 2025

黄天的新演说：在第二届香港资本市场论坛2025上的主题演说

Jan 13, 2025

SFC welcomes expanding use of onshore RMB bonds as margin collateral in OTC Clearing Hong Kong Limited

Jan 13, 2025

证监会欢迎扩大在香港场外结算有限公司使用在岸人民币债券作履约抵押品

Jan 10, 2025

SFC warns public against unlicensed virtual asset trading platform iSCAT

Jan 10, 2025

证监会告诫公众提防无牌虚拟资产交易平台iSCAT

Jan 6, 2025

SFC bans Chan Ka Him for life for insurance fraud

Jan 6, 2025

陈嘉谦因保险欺诈被证监会终身禁止重投业界

Jan 2, 2025

SFC secures first conviction against a solicitor for breaching secrecy provision

Jan 2, 2025

首次有事务律师因违反保密条文而被定罪

Dec 27, 2024

Circular to Licensed Corporations and Associated Entities
Revised Business and Risk Management Questionnaire and New Analysis of Scheme Assets for Associated Entity of an RA13 Intermediary

Dec 27, 2024

致持牌法团及有联系实体的通函
经修订的《业务及风险管理问卷》及新的第13类受规管活动中介人的有联系实体的计划资产的分析

Dec 27, 2024

SFC reprimands and fines Ever-Long Securities Company Limited $3 million for sponsor failures

Dec 27, 2024

长雄证券有限公司因保荐人缺失遭证监会谴责及罚款300万元

Dec 23, 2024

SFC and SAFE top management meet in Beijing

Dec 23, 2024

证监会与国家外汇管理局高层在北京会面

Dec 23, 2024

SFC bans fund manager Ng Ka Shun for life and fines him $1.7 million for serious misconduct

Dec 23, 2024

基金经理吴家顺因严重失当行为遭证监会终身禁止重投业界并处以罚款170万元

Dec 23, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Libya) Regulation 2019

Dec 23, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2019年聯合国制裁（利比亚）规例》

Dec 20, 2024

Mutual Recognition of Funds (MRF) between the Mainland and Hong Kong

Dec 20, 2024

有关内地与香港基金互认的通函(只备有英文版)

Dec 20, 2024

Circular to Licensed Corporations - Updated FAQs and Reporting Instructions for OTC Derivatives Reporting

Dec 20, 2024

致持牌法团的通函 - 关于场外衍生工具交易汇报常见问题及汇报指引的更新

Dec 20, 2024

Mainland-Hong Kong Mutual Recognition of Funds enhancements to take effect on 1 January 2025

Dec 20, 2024

优化内地与香港基金互认安排定于2025年1月1 日正式实施

Dec 20, 2024

SFC and PBoC top management meet in Beijing

Dec 20, 2024

证监会与中国人民银行高层在北京会面

Dec 20, 2024

SFC publishes review of SEHK’s performance in regulating listing matters

Dec 20, 2024

证监会发表有关联交所规管上市事宜表现的检讨报告

Dec 19, 2024

SFC and CSRC top management meet in Beijing

Dec 19, 2024

证监会与中国证监会高层在北京会面

Dec 19, 2024

Court sets trial date for insider dealing case against Segantii Capital Management and its chief investment officer

Dec 19, 2024

法院就Segantii Capital Management及其投资总监的内幕交易案定出审讯日期

Dec 19, 2024

SFC warns public of Alpha Advice’s unauthorised advertisements of investment product on Facebook

Dec 19, 2024

证监会告诫公众提防Alpha Advice在Facebook上的投资产品非认可广告

Dec 18, 2024

SFC licenses virtual asset trading platforms under swift licensing process

Dec 18, 2024

证监会按迅速发牌程序向虚拟资产交易平台发牌

Dec 18, 2024

Circular to virtual asset trading platforms on licensing process and revamped Second-phase Assessment

Dec 18, 2024

致虚拟资产交易平台的通函
发牌程序及经优化的第二阶段评估

Dec 17, 2024

Circular to management companies of SFC-authorised money market funds

Dec 17, 2024

致证监会认可货币市场基金的管理公司的通函 (只备有英文版)

Dec 13, 2024

SFC steps up anti-scam publicity with “Don’t be Sucker” campaign

Dec 13, 2024

证监会加强防骗宣传奉劝投资大众 “咪做水鱼”

Dec 13, 2024

证监会欢迎推出综合基金平台

Dec 12, 2024

Greater connectivity driving Hong Kong’s capital markets forward: SFC Quarterly Report

Dec 12, 2024

证监会《季度报告》：加强市场联通推动香港资本市场向前迈进

Dec 13, 2024

SFC welcomes launch of Integrated Fund Platform

Dec 9, 2024

Court verdict on fraud over secret backdoor listing

Dec 9, 2024

法院就有关秘密借壳上市的欺诈案作出裁决

Dec 6, 2024

Circular to intermediaries
SFC and HKMA joint product survey 2024

Dec 6, 2024

致中介机构的通函
2024 证监会与金管局关于产品销售的联合调查

Dec 6, 2024

Circular in relation to the clearing and record keeping rules for the OTC derivatives regime – changes to the list of persons designated as financial services providers

Dec 6, 2024

关于为场外衍生工具制度而设的结算及备存纪录规则的通函—对被指定为金融服务提供者的人士的名单的修改

Dec 6, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Webinar Materials

Dec 6, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
网络研讨会资料

Dec 3, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Early Alert on United Nations Sanctions

Dec 3, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
就联合国制裁提早发出通知

Nov 29, 2024

SFC and ICAC jointly investigate suspected misconduct in public office

Nov 29, 2024

证监会与廉署就涉嫌公职人员行为失当案进行联合调查

Nov 29, 2024

SFC-backed launch event garners broad industry support for voluntary code of conduct for ESG ratings and data products providers

Nov 29, 2024

ESG评级和数据产品供应商自愿操守准则在证监会支持的发布会上获业界广泛认可

Nov 28, 2024

China Forestry’s former chairman and CEO sanctioned for market misconduct

Nov 28, 2024

中国森林前主席及前行政总裁因市场失当行为而遭制裁

Nov 25, 2024

Circular to Intermediaries
Guidance to asset managers regarding due diligence expectations for third-party ESG ratings and data products providers

Nov 25, 2024

致中介人的通函
有关资产管理公司对第三方ESG评级和数据产品供应商尽职审查的指引

Nov 22, 2024

SFC hosts workshops to further engage the industry

Nov 22, 2024

证监会举办工作坊与业界进一步互动交流

Nov 22, 2024

SFC and CSRC top management meet in Hong Kong

Nov 22, 2024

证监会与中国证监会高层在香港会面

Nov 21, 2024

SFC issues restriction notices to four brokers to freeze client accounts linked to suspected account hacking and market manipulation

Nov 21, 2024

证监会向四家经纪行发出限制通知书冻结与涉嫌黑客入侵及操纵市场有关的客户帐户

Nov 20, 2024

SFC suspends Wang Shian-tang for 26 months

Nov 20, 2024

证监会暂时吊销王贤棠的牌照26个月

Nov 20, 2024

Conclusion of “Conversations with Global Investors” Seminar of Global Financial Leaders’ Investment Summit

Nov 20, 2024

国际金融领袖投资峰会「与国际投资者对话」研讨会闭幕

Nov 20, 2024

New speech: Julia Leung’s welcoming remarks at “Conversations with Global Investors” investment forum

Nov 20, 2024

梁凤仪的新演说：在“与国际投资者对话”研讨会上的欢迎辞

Nov 19, 2024

SFC and NFRA top management met in Hong Kong

Nov 19, 2024

证监会与国家金融监督管理总局高层在香港会面

Nov 19, 2024

SFC withdraws Restriction Notice to broker over client’s suspected insider dealing after obtaining court order to freeze assets

Nov 19, 2024

证监会获得法院冻结资产的命令后撤回早前因客户涉嫌内幕交易而对经纪行发出的限制通知书

Nov 18, 2024

New speech by Kelvin Wong: Keynote speech at HKEX Connect Summit

Nov 18, 2024

黄天的新演说：在互联互通十周年高峰论坛上的主题演说

Nov 15, 2024

SFC sanctions Zuo Ping for breaches of the Takeovers Code

Nov 15, 2024

证监会因左萍违反《收购守则》而向其施加制裁

Nov 15, 2024

All licensed corporations, licensed representatives and registered institutions within the meaning of the Securities and Futures Ordinance (Cap. 571) or relevant individuals within the meaning of section 20(10) of the Banking Ordinance (Cap. 155)

Nov 15, 2024

《证券及期货条例》（第571章）所指的所有持牌法团、持牌代表及注册机构，或《银行业条例》（第155章）第20(10)条所指的有关人士

Nov 12, 2024

District Court sets next hearing date for three sophisticated ramp-and-dump cases

Nov 12, 2024

区域法院就三宗组织严密的“唱高散货”案件定出下次聆讯日期

Nov 12, 2024

SFC commences MMT proceedings against Ding Yi Feng’s former chairman and others over suspected manipulation of Smartac International Holdings Limited shares

Nov 12, 2024

证监会就环球智能控股有限公司股份的涉嫌操纵活动对鼎益丰前主席及其他嫌疑犯在审裁处展开研讯程序

Nov 12, 2024

Circular to licensed corporations - Use of generative AI language models

Nov 12, 2024

致持牌法团的通函 - 生成式AI语言模型的使用

Nov 12, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Early Alert on United Nations Sanctions

Nov 12, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
就联合国制裁提早发出通知

Nov 8, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action
(2) FATF Statement on Jurisdictions under Increased Monitoring
(3) Outcomes from the FATF Plenary, 23-25 October 2024

Nov 8, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
(1) 财务行动特别组织有关要求各方对高风险司法管辖区采取行动的声明
(2) 特别组织有关被加强监察的司法管辖区的声明
(3) 特别组织2024年10月23至25日全体会议所取得的成果

Nov 8, 2024

Ramp-and-dump case against surrendered fugitive transferred to District Court

Nov 8, 2024

“唱高散货”逃犯经移交后转介至区域法院受审

Nov 8, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action
(2) FATF Statement on Jurisdictions under Increased Monitoring
(3) Outcomes from the FATF Plenary, 23-25 October 2024

Nov 8, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
(1) 财务行动特别组织有关要求各方对高风险司法管辖区采取行动的声明
(2) 特别组织有关被加强监察的司法管辖区的声明
(3) 特别组织2024年10月23至25日全体会议所取得的成果

Nov 6, 2024

SFC bans Jonathan Dominic Iu Wai Ching for 15 years

Nov 6, 2024

证监会禁止姚伟程重投业界15年

Nov 4, 2024

SFC hosts forum to encourage responsible Regtech adoption for anti-money laundering and counter-financing of terrorism

Nov 4, 2024

证监会举办论坛鼓励业界负责任地应用合规科技以打击洗钱及恐怖分子资金筹集

Nov 4, 2024

New speech by Julia Leung: Opening remarks at SFC AML/CFT Regtech Forum 2024

Nov 4, 2024

梁凤仪的新演说：在2024证监会打击洗钱及恐怖分子资金筹集合规科技论坛的开幕致辞

Nov 1, 2024

SFC unveils first batch of brokers joining Wealth Management Connect Pilot Scheme

Nov 1, 2024

证监会公布首批参与跨境理财通试点计划的券商名单

Oct 31, 2024

SFC concludes consultation on market sounding guidelines

Oct 31, 2024

证监会就市场探盘指引发表谘询总结

Oct 31, 2024

SFC furthers Hong Kong-Saudi Arabia capital market ties on Riyadh visit

Oct 31, 2024

证监会访问利雅得以加强香港与沙特阿拉伯的资本市场联系

Oct 30, 2024

First immediate jail sentence for convicted unlicensed activity with a compensation order

Oct 30, 2024

法院首次就无牌活动定罪判处即时监禁兼发出赔偿令

Oct 28, 2024

Encouraging progress made in asset management pilot use case in the Project Ensemble Sandbox

Oct 28, 2024

Ensemble项目沙盒中的资产管理测试用例取得令人鼓舞的进展

Oct 28, 2024

SFC sets out vision to foster a vibrant fintech ecosystem in Hong Kong

Oct 28, 2024

证监会为推动香港金融科技生态圈蓬勃发展发表愿景

Oct 28, 2024

New speech by Eric Yip: Keynote speech at Hong Kong FinTech Week 2024

Oct 28, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
打击洗钱及恐怖分子资金筹集网络研讨会

Oct 28, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Anti-Money Laundering and Counter-Financing of Terrorism Webinar

Oct 28, 2024

叶志衡的新演说：在香港金融科技周2024上的主题演说

Oct 25, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (South Sudan) Regulation 2019 (Amendment) Regulation 2024

Oct 25, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2024年〈2019年联合国制裁（南苏丹）规例〉（修订）规例》

Oct 25, 2024

Circular to management companies of SFC-authorized unit trusts and mutual funds - enhanced fund data reporting

Oct 25, 2024

致证监会认可单位信托及互惠基金的管理公司的通函 - 优化基金数据汇报（只备有英文版）

Oct 25, 2024

First court hearing on alleged share options fraud case

Oct 25, 2024

法庭就涉嫌购股权欺诈个案进行首次聆讯

Oct 25, 2024

SFC obtains court order to freeze $6.35 billion of assets belonging to suspected manipulators of Ding Yi Feng shares

Oct 25, 2024

证监会取得法庭命令冻结涉嫌操纵鼎益丰股份人士的63.5亿元资产

Oct 24, 2024

Circular on full adoption of e-IP application/submission system on WINGS

Oct 24, 2024

有关在WINGS上全面采纳e-IP申请及呈交系统的通函 (只备有英文版)

Oct 24, 2024

SFC engages securities industry on regulatory trends and market development

Oct 24, 2024

证监会与证券业界就监管趋势和市场发展进行互动交流

Oct 22, 2024

SFC welcomes Process Review Panel Report 2023-24

Oct 22, 2024

证监会欢迎程序覆检委员会发表2023至24年度报告

Oct 21, 2024

Circular to management companies of SFC-authorised unit trusts and mutual funds –information disclosure on information portal of integrated fund platform

Oct 21, 2024

致证监会认可单位信托及互惠基金的管理公司的通函──关于在综合基金平台上的资讯平台的信息披露 (只备有英文版)

Oct 21, 2024

Circular to applicants seeking SFC authorisation of unit trusts and mutual funds - Launch of a new Fund Authorisation Simple Track (FASTrack)

Oct 21, 2024

致有意发行证监会认可的单位信托及互惠基金的申请人的通函 - 推出基金认可简易通道(基金简易通) (只备有英文版)

Oct 21, 2024

SFC fast-tracks simple fund authorisation to bolster Hong Kong market appeal

Oct 21, 2024

证监会加快简单基金的认可流程以提升香港市场的吸引力

Oct 18, 2024

SFC obtains disqualification order against former chief financial officer of Fujian Nuoqi Co., Ltd.

Oct 18, 2024

证监会取得针对福建诺奇股份有限公司前首席财务官的取消资格令

Oct 18, 2024

Joint Statement on Enhanced Timeframe for New Listing Application Process

Oct 18, 2024

有关优化新上市申请审批流程时间表的联合声明

Oct 18, 2024

SFC suspends Singh Amit Kishan for seven months

Oct 18, 2024

Singh Amit Kishan遭证监会暂时吊销牌照七个月

Oct 17, 2024

SFC welcomes appointment and re-appointment of Non-Executive Directors

Oct 17, 2024

证监会欢迎非执行董事的任命及续任

Oct 16, 2024

SFC welcomes Chief Executive’s measures to boost Hong Kong capital markets

Oct 16, 2024

证监会欢迎行政长官加强香港资本市场发展的措施

Oct 15, 2024

SFC commences MMT proceedings against Dickson Poon over alleged insider dealing and Dickson Concepts as well as its senior executives for late disclosure of inside information

Oct 15, 2024

证监会谴责浙商国际金融控股有限公司违反监管规定并处以罚款266万元

Oct 15, 2024

SFC reprimands and fines Zheshang International Financial Holdings Co., Limited $2.66 million for regulatory breaches

Oct 15, 2024

证监会就潘廸生涉嫌进行内幕交易和廸生创建及其高层人员未有及时披露内幕消息在审裁处展开研讯程序

Oct 15, 2024

Court sets next hearing date for insider dealing case against Segantii Capital Management and its chief investment officer

Oct 15, 2024

法院就Segantii Capital Management及其投资总监的内幕交易案定出下次聆讯日期

Oct 14, 2024

SFC welcomes appointment of Chairman

Oct 14, 2024

证监会欢迎主席的任命

Oct 9, 2024

SFC flags asset manager misconduct in managing private funds and discretionary accounts

Oct 9, 2024

证监会就资产管理公司在管理私人基金及委托帐户方面的失当行为作出提示

Oct 9, 2024

SFC reprimands and fines Xinhu International Futures (Hong Kong) Co., Limited $9 million and suspends its former responsible officer Ngai Wai for nine months

Oct 9, 2024

证监会谴责新湖国际期货（香港）有限公司并处以罚款900万元及暂时吊销前负责人员倪威的牌照九个月

Oct 9, 2024

SFC reprimands and fines CSC Futures (HK) Limited $4.95 million for regulatory breaches

Oct 9, 2024

证监会谴责群益期货（香港）有限公司违反监管规定并处以罚款495万元

Oct 9, 2024

Circular to licensed corporations engaged in asset management business
Deficiencies and substandard conduct noted in the management of private funds and discretionary accounts

Oct 9, 2024

致从事资产管理业务的持牌法团的通函
就管理私人基金及委托帐户方面发现的缺失及操守不达标的情况

Oct 8, 2024

SFC concludes consultation on proposals to enhance REIT regime and SFO market conduct regime for listed CIS

Oct 8, 2024

证监会就有关优化房地产基金制度及《证券及期货条例》下适用于上市集体投资计划的市场行为监管制度的建议发表谘询总结

Oct 4, 2024

Fugitive ramp-and-dump core suspect arrested in Singapore and surrendered to Hong Kong to face securities fraud charge

Oct 4, 2024

“唱高散货”集团在逃骨干疑犯于新加坡落网后移交香港并被控证券诈欺罪

Oct 3, 2024

SFC marks 35-year regulatory journey with celebratory gathering

Oct 3, 2024

证监会35周年志庆酒会圆满举行

Oct 3, 2024

SFC welcomes voluntary code of conduct for ESG ratings and data products providers

Oct 3, 2024

证监会欢迎ESG评级和数据产品供应商的自愿操守准则

Oct 2, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Haiti) Regulation

Oct 2, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《聯合国制裁（海地）规例》

Sep 30, 2024

New public fund depositaries regime comes live on 2 October 2024

Sep 30, 2024

规管公众基金存管人的新制度于2024年10月2日生效

Sep 30, 2024

SFC reprimands and fines Profitech Securities Limited $3.99 million for regulatory breaches

Sep 30, 2024

证监会谴责盈科证券有限公司违反监管规定并处以罚款399万元

Sep 27, 2024

SFC seeks share repurchase order for independent minority shareholders of LET Group Holdings Limited and Summit Ascent Holdings Limited

Sep 27, 2024

证监会为LET Group Holdings Limited及凯升控股有限公司的独立少数股东寻求股份回购令

Sep 26, 2024

Circular on OTC Derivatives Trade Repository of the HKMA
Updated Technical Specifications for Reporting

Sep 26, 2024

有关金管局场外衍生工具交易资料储存库的通函
关于汇报的技术规格的更新

Sep 26, 2024

证监会与金管局就优化香港场外衍生工具汇报制度的进一步建议发表谘询总结

Sep 26, 2024

SFC and HKMA conclude on further proposals to enhance Hong Kong’s OTC derivatives reporting regime

Sep 25, 2024

Hong Kong’s securities industry extends earnings growth into first half of 2024

Sep 25, 2024

2024年上半年香港证券业盈利续见增长

Sep 23, 2024

SFC suspends Wilson Cheung Kin for nine months over sponsor failures

Sep 23, 2024

张健因保荐人缺失遭证监会暂时吊销牌照九个月

Sep 23, 2024

SFC bans Dennis Cheng Chung Sing for six months

Sep 23, 2024

证监会禁止郑仲升重投业界六个月

Sep 20, 2024

SFC-HKMA joint survey shows strong rebound in sales of investment products in 2023

Sep 20, 2024

证监会与金管局的联合调查显示2023年投资产品销售强劲反弹

Sep 20, 2024

New speech by Julia Leung: Speech at Hong Kong Chartered Governance Institute's 14th Biennial Corporate Governance Conference

Sep 20, 2024

梁凤仪的新演说：在香港公司治理公会第14届公司治理研讨会上的演说

Sep 20, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Democratic Republic of the Congo) Regulation 2019 (Amendment) (No. 2) Regulation 2024

Sep 20, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2024年〈2019年联合国制裁（刚果民主共和国）规例〉（修订）（第2号）规例》

Sep 19, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Democratic People’s Republic of Korea) Regulation

Sep 19, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《聯合国制裁（朝鲜民主主义人民共和国）规例》

Sep 16, 2024

SFC secures first-of-its-kind settlement to compensate public shareholders of Combest Holdings Limited

Sep 16, 2024

证监会达成首宗同类和解使康佰控股有限公司公众股东获得赔偿

Sep 12, 2024

Court sets trial date of four defendants for securities fraud via illegal short selling

Sep 12, 2024

法院就四名被告透过非法卖空进行证券欺诈案定下审讯日期

Sep 9, 2024

Circular to intermediaries - Distribution of research reports of eligible Mainland ETFs under Stock Connect

Sep 9, 2024

致中介人的通函──互联互通下合资格内地ETF研究报告的分发安排

Sep 6, 2024

SFC issues restriction notice to Kingston Securities Limited to freeze account of client involved in suspected corporate misconduct

Sep 4, 2024

SFC commences legal proceedings against SoftMedx Healthcare Limited, its former directors and de facto directors

Sep 6, 2024

证监会向金利丰证券有限公司发出限制通知书以冻结与涉嫌企业失当行为有关的客户的帐户

Sep 4, 2024

证监会对京玖医疗健康有限公司、前董事及事实董事展开法律程序

Sep 3, 2024

New speech by Christopher Wilson: Keynote speech at GIR Live: Asia-Pacific Investigations Summit 2024

Sep 3, 2024

魏弘福的新演说：在GIR Live亚太调查峰会2024上的主题演说

Sep 2, 2024

SFC bans Charles Lam Chung Yiu for life

Sep 2, 2024

证监会终身禁止林忠耀重投业界

Sep 2, 2024

SFC issues new guides for visiting and returning professionals to highlight pragmatic licensing options

Sep 2, 2024

证监会发表新指南为访港及回流香港的专业人员重点概述务实的牌照选项

Aug 30, 2024

Circular to Licensed Corporations in relation to list of prescribed persons who have reached the clearing threshold under the clearing and record keeping rules for the OTC derivatives regime

Aug 30, 2024

致持牌法团的通函关于已达到为场外衍生工具制度而设的结算及备存纪录规则下的结算门槛的订明人士名单

Aug 28, 2024

SFC welcomes launch of Project Ensemble Sandbox as key step in Hong Kong’s tokenisation development

Aug 28, 2024

证监会欢迎Ensemble项目沙盒的推出为香港代币化进程踏出关键一步

Aug 28, 2024

New speech by Julia Leung: Opening remarks at Project Ensemble Sandbox Launch Ceremony

Aug 28, 2024

梁凤仪的新演说：在Ensemble 项目沙盒启动仪式上的开幕辞

Aug 26, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Early Alert on United Nations Sanctions

Aug 26, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
就联合国制裁提早发出通知

Aug 23, 2024

Joint announcement of the SFC and the Exchange in relation to modifications to requirements for specialist technology companies and de-SPAC transactions

Aug 23, 2024

证监会与联交所就特专科技公司及特殊目的收购公司并购交易规定作短期修改的联合公告

Aug 22, 2024

Hong Kong sees a quarter of broad market growth, firmer ties and regulatory progress: SFC’s Quarterly Report

Aug 22, 2024

证监会《季度报告》：香港市场喜见广泛增长，加强合作关系，并取得监管进展

Aug 21, 2024

SFC, ICAC and Macao Judiciary Police conduct joint operation against suspected cross-boundary fraud and misconduct in listed company

Aug 21, 2024

证监会与廉署及澳门司警采取联合行动　涉上市公司跨境企业欺诈及失当行为

Aug 21, 2024

SFC warns public of “ICE Global Professional Station” for impersonation and suspected virtual asset-related fraud

Aug 21, 2024

证监会告诫公众提防“ICE Global Professional Station”伪冒另一机构并涉嫌从事虚拟资产相关欺诈行为

Aug 19, 2024

Cessation of suspension of Changjiang Corporate Finance (HK) Limited acting as sponsor

Aug 19, 2024

终止对长江证券融资（香港）有限公司作出暂时不得担任保荐人的处分

Aug 16, 2024

SFC consults on proposals to abolish mixed media offers

Aug 16, 2024

证监会就废除混合媒介要约建议展开谘询

Aug 13, 2024

Circular to intermediaries
HKEX’s annual rehearsal for trading system recovery

Aug 13, 2024

致中介人的通函
香港交易所交易系统復原的年度演习

Aug 7, 2024

Market Misconduct Tribunal finds China Forestry’s former chairman and CEO culpable for disclosure of false or misleading information and former CEO for insider trading

Aug 7, 2024

市场失当行为审裁处裁定中国森林前主席和前行政总裁披露虚假或具误导性的资料及前行政总裁进行内幕交易

Aug 6, 2024

Suspected core syndicate member charged in ramp-and-dump case

Aug 6, 2024

“唱高散货”集团怀疑骨干成员被检控

Aug 5, 2024

Wanted core member of ramp-and-dump syndicate arrested

Aug 5, 2024

“唱高散货”集团骨干通缉犯落网

Aug 1, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Yemen) Regulation 2019

Aug 1, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2019年聯合国制裁（也门）规例》

Jul 30, 2024

Former banker ordered to disgorge $3 million illegal gains from insider dealing

Jul 30, 2024

前银行职员被饬令交出300万元内幕交易非法利润

Jul 29, 2024

SFC warns public of Proxinex for suspected virtual asset-related fraud

Jul 29, 2024

证监会告诫公众提防Proxinex涉嫌从事虚拟资产相关欺诈行为

Jul 26, 2024

SFC and IA joined forces to tackle cross-sector irregularities

Jul 26, 2024

证监会与保监局联手应对跨行业违规行为

Jul 26, 2024

SFC welcomes appointment and re-appointment of Non-Executive Directors

Jul 25, 2024

SFC warns public against unlicensed virtual asset trading platform CoinUnited.io

Jul 26, 2024

证监会欢迎非执行董事的任命及续任

Jul 25, 2024

证监会告诫公众提防无牌虚拟资产交易平台CoinUnited.io

Jul 22, 2024

Three jailed between 52 and 80 months in landmark market manipulation case

Jul 22, 2024

三人在具标志性意义的操纵市场案中被判监52至80个月

Jul 16, 2024

SFC sets clear timeline for implementing an uncertificated securities market in Hong Kong

Jul 16, 2024

证监会制订明确时间表以在香港实施无纸证券市场

Jul 12, 2024

SFC and CSRC hold high-level enforcement cooperation meeting

Jul 12, 2024

证监会与中国证监会举行高层执法合作会议

Jul 12, 2024

Enduring strength of Hong Kong as leading international asset and wealth management hub: SFC survey 2023

Jul 12, 2024

证监会2023年调查：香港保持国际资产及财富管理枢纽的领先优势 | 证券及期货事务监察委员会 (sfc.hk)

Jul 11, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action
(2) FATF Statement on Jurisdictions under Increased Monitoring
(3) Outcomes from the FATF Plenary, 26-28 June 2024

Nov 15, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
(1) 财务行动特别组织有关要求各方对高风险司法管辖区采取行动的声明
(2) 特别组织有关被加强监察的司法管辖区的声明
(3) 特别组织2024年6月26至28日全体会议所取得的成果

Jul 9, 2024

First District Court hearings for 18 defendants in three social media ramp-and-dump cases

Jul 9, 2024

区域法院就三宗社交媒体“唱高散货”案件的18名被告展开首次聆讯

Jul 9, 2024

New speech by Julia Leung: Keynote address at Bond Connect Anniversary Summit 2024

Jul 9, 2024

梁凤仪的新演说：在债券通周年论坛2024上的主题演说

Jul 9, 2024

SFC and HKMA welcome PBoC’s new measure on Northbound Swap Connect margin collateral arrangement

Jul 9, 2024

证监会和金管局欢迎中国人民银行关于“北向互换通”履约抵押品的新措施

Jul 8, 2024

SFC to launch new online application and submission system for investment products

Jul 8, 2024

证监会推出全新网上投资产品申请及呈交系统

Jul 8, 2024

Circular on launch of e-IP application/submission system on WINGS

Jul 8, 2024

有关在WINGS上推出e-IP申请及呈交系统的通函 (只备有英文版)

Jul 5, 2024

SFC warns public of seven entities for suspected virtual asset-related fraud

Nov 15, 2024

证监会告诫公众提防七家实体涉嫌从事虚拟资产相关欺诈行为

Jul 3, 2024

Court convicts and fines Tse Tsun Wai for unlicensed activity

Jul 3, 2024

法院裁定谢浚玮进行无牌活动罪成并判处罚款

Jul 3, 2024

Hedge fund manager ordered to disgorge $5.6 million illicit profit from false trading and disqualified for four years

Jul 3, 2024

对冲基金经理被饬令交出从虚假交易获取的560万元非法利润及被取消资格四年

Jul 3, 2024

Circular to licensed corporations -
Financial resources management and compliance with the Securities and Futures (Financial Resources) Rules

Jul 3, 2024

致持牌法团的通函 -
财政资源管理及《证券及期货（财政资源）规则》的遵守情况

Jul 2, 2024

First District Court hearing on insider dealing case against Segantii Capital Management and its chief investment officer

Jul 2, 2024

Segantii Capital Management及其投资总监的内幕交易案件在区域法院进行首次聆讯

Jun 28, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Joint Comprehensive Plan of Action-Iran) (Amendment) Regulation 2024

Jun 28, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2024年联合国制裁（联合全面行动计划——伊朗）（修订）规例》

Jun 28, 2024

Circular to issuers of SFC-authorised investment-linked assurance schemes - Streamlined approach for vetting and approving revised marketing materials

Jun 28, 2024

致证监会认可与投资有关的人寿保险计划的产品发行人的通函 - 简化经修订推广资料的审批程序 (只备有英文版)

Jun 28, 2024

SFC warns public of Tokencan, VBIT Exchange and HKD.com Corporation for suspected virtual asset-related fraud and/or unlicensed activities

Jun 28, 2024

证监会告诫公众提防Tokencan、香港威币加密资产及HKD.com Corporation涉嫌从事虚拟资产相关欺诈行为及／或无牌活动

Jun 27, 2024

SFC and HKMA conclude annual updates to Financial Services Providers list under OTC derivatives regulatory regime

Jun 27, 2024

证监会与金管局就场外衍生工具监管制度下的金融服务提供者名单的年度更新发表谘询总结

Jun 26, 2024

SFC bans Wu Chao for three years and seven months

Jun 26, 2024

证监会禁止吴超重投业界三年七个月

Jun 20, 2024

SFC secures conviction for provision of paid investment advice on Telegram chat group without licence

Jun 20, 2024

证监会获得法院裁定有人无牌而在Telegram聊天群组提供付费投资意见罪名成立

Jun 20, 2024

SFC suspends Shum Wai Nap for seven months for failures in managing a private fund

Jun 20, 2024

岑伟纳因管理私人基金缺失遭证监会暂时吊销牌照七个月

Jun 19, 2024

Three sophisticated ramp-and-dump cases transferred to District Court

Jun 19, 2024

三宗组织严密的“唱高散货”案件移交区域法院审理

Jun 19, 2024

SFC’s 35th year and beyond: guiding Hong Kong’s capital markets with mission and vision

Jun 19, 2024

证监会跨越35载以使命和愿景引领香港资本市场迈向未来

Jun 18, 2024

Circular to intermediaries
Severe weather trading

Jun 18, 2024

致中介人的通函
恶劣天气下维持交易

Jun 18, 2024

Circular to Management Companies of SFC-authorised Investment Products Listed on The Stock Exchange of Hong Kong Limited concerning Severe Weather Trading of Hong Kong Securities and Derivatives Markets

Jun 18, 2024

致在香港联合交易所有限公司上市的证监会认可投资产品的管理公司有关香港证券及衍生产品市场维持恶劣天气下交易的通函 (只备有英文版)

Jun 17, 2024

操纵市场案押后判刑

Jun 17, 2024

Market manipulation case adjourned for sentencing

Jun 17, 2024

SFC bans Ha Po Kwan for 12 months

Jun 17, 2024

证监会禁止夏宝均重投业界12个月

Jun 14, 2024

SFC welcomes progress on implementation of Mainland-Hong Kong Mutual Recognition of Funds enhancements

Jun 14, 2024

证监会欢迎推进落实优化内地与香港基金互认安排

Jun 14, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Somalia) Regulation 2019 (Amendment) Regulation 2024

Jun 14, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集 : 《2024年〈2019年联合国制裁（索马里）规例〉（修订）规例》

Jun 12, 2024

SFC briefs virtual asset trading platform applicants on regulatory expectations after transition period ends

Jun 12, 2024

证监会在过渡期结束后向虚拟资产交易平台申请者简介监管要求

Jun 12, 2024

Insider dealing case against Segantii Capital Management and its chief investment officer transferred to District Court

Jun 5, 2024

SFC cooperates with BCSC in obtaining preservation orders against Leung Anita Fung Yee Maria in British Columbia, Canada

Jun 12, 2024

Segantii Capital Management及其投资总监内幕交易案件移交区域法院审理

Jun 5, 2024

证监会在加拿大英属哥伦比亚省与英属哥伦比亚证监会合作取得针对梁凤仪的多项保存令

Jun 5, 2024

New speech by Julia Leung: Speech at Greenwich Economic Forum Hong Kong

Jun 5, 2024

梁凤仪的新演说：在格林威治经济论坛（香港）上的演说

Jun 3, 2024

SFC meets Capital Market Authority and Saudi Tadawul Group in Saudi Arabia

Jun 3, 2024

证监会高层在沙特阿拉伯与资本市场管理局和沙特证交所集团高层会面

May 31, 2024

Top executives of SFC and DFSA meet in Dubai to extend market ties

May 31, 2024

证监会与迪拜金管局高层在迪拜会面以扩大市场联系

May 29, 2024

Market manipulators convicted in landmark High Court jury trial

May 29, 2024

操纵市场人士在具标志性意义的高等法院陪审团审讯中被定罪

May 29, 2024

SFC top executives visit Saudi Arabia and UAE to foster financial services collaboration

May 29, 2024

证监会高层访问沙特阿拉伯和阿联酋以促进金融服务合作

May 28, 2024

SFC statement on the end of non-contravention period for virtual asset trading platforms

May 28, 2024

证监会就虚拟资产交易平台的不违反期间结束发表声明

May 28, 2024

SFC suspends Wong Ka Ching for four years

May 28, 2024

证监会暂时吊销黄家正的牌照四年

May 27, 2024

SFC bans Cheung Wing Hung for 18 months

May 27, 2024

证监会禁止张永鸿重投业界18个月

May 27, 2024

SFC and Abu Dhabi’s FSRA hold high-level meeting in Athens

May 27, 2024

证监会与阿布札比金管局在雅典举行高层会议

May 24, 2024

Circular to Management Companies of SFC-authorised Real Estate Investment Trusts (REIT) - Treasury units of SFC-authorised REITs

May 24, 2024

致证监会认可房地产投资信托基金管理公司的通函 - 证监会认可的房地产投资信托基金的库存单位（只备有英文版）

May 23, 2024

Pre-trial review fixed for false trading in shares of China All Access (Holdings) Limited

May 23, 2024

法院就中国全通（控股）有限公司股份的虚假交易订定审讯前覆核日期

May 22, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Somalia) Regulation 2019

May 22, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2019年聯合国制裁（索马里）规例》

May 17, 2024

Two former brokers jailed for three months each for false trading

May 17, 2024

两名前经纪因进行虚假交易各被判处监禁三个月

May 17, 2024

SFC welcomes industry-led public consultation on voluntary code of conduct for ESG ratings and data products providers

May 17, 2024

证监会欢迎业界就ESG评级和数据产品供应商的自愿操守准则展开公众谘询

May 16, 2024

SFC facilitates broadening of master-feeder ETFs offerings in Hong Kong

May 16, 2024

证监会利便联接ETF扩大在香港的发展

May 16, 2024

Circular on streamlined requirements for eligible exchange-traded funds adopting a master-feeder structure

May 16, 2024

有关采用联接基金结构的合资格交易所买卖基金所适用的简化规定的通函 (只备有英文版)

May 14, 2024

SFC warns public of suspicious investment plan relating to Big Boss Night Club

May 14, 2024

证监会告诫公众提防大富豪夜总汇相关的可疑投资计划

May 13, 2024

SFC warns public of suspicious virtual asset-related product “LENA Network”

May 13, 2024

证监会告诫公众提防名为“LENA Network”的可疑虚拟资产相关产品

May 13, 2024

Joint press release of the PBoC, the SFC and the HKMA on Swap Connect enhancements to advance high-quality opening-up of China’s financial markets

May 13, 2024

中国人民银行香港证券及期货事务监察委员会香港金融管理局联合新闻稿 ─ 优化“互换通”机制安排促进中国金融市场高水平对外开放

May 8, 2024

SFC warns public of Quantum AI for suspected virtual asset-related fraud

May 8, 2024

证监会告诫公众提防Quantum AI涉嫌从事虚拟资产相关欺诈行为

May 7, 2024

SFC obtains interlocutory asset freezing order against Leung Anita Fung Yee Maria

May 7, 2024

证监会取得针对梁凤仪的非正审资产冻结令

May 2, 2024

SFC commences insider dealing prosecution against Segantii Capital Management and its chief investment officer

May 2, 2024

证监会对Segantii Capital Management及其投资总监展开内幕交易检控

Apr 30, 2024

New speech by Christina Choi: Speech at the listing ceremony of first bitcoin and ether spot ETFs

Apr 30, 2024

蔡凤仪的新演说：在首批比特币及以太币现货ETF上市仪式上的演说

Apr 26, 2024

Three-year extension of grant scheme for open-ended fund companies and real estate investment trusts

Apr 26, 2024

开放式基金型公司及房地产投资信托基金资助计划延长三年

Apr 26, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Early Alert on United Nations Sanctions

Apr 26, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
就联合国制裁提早发出通知

Apr 25, 2024

Court convicts two former licensees of false trading

Apr 25, 2024

法院裁定两名前持牌人进行虚假交易罪成

Apr 25, 2024

Case consolidation for first ramp-and-dump criminal prosecution at District Court

Apr 25, 2024

首宗在区域法院展开刑事检控程序的“唱高散货”案件获合并处理

Apr 25, 2024

SFC and HKEX collaborate in enforcement action against Main Board-listed company over dubious investment and financial arrangements

Apr 25, 2024

证监会与香港交易所就主板上市公司的可疑投资及财务安排联手采取行动

Apr 25, 2024

SFC issues restriction notices to two brokers to freeze accounts of client involved in suspected corporate misconduct

Apr 25, 2024

证监会向两家经纪行发出限制通知书以冻结与涉嫌企业失当行为有关的客户的帐户

Apr 23, 2024

SFC cautions public against bogus calls purportedly from SFC

Apr 23, 2024

证监会告诫公众提防冒认该会的诈骗来电

Apr 23, 2024

SFC commences MMT proceedings against Dan Form’s company secretary and three others over suspected insider dealing

Apr 23, 2024

证监会在审裁处就涉嫌内幕交易对丹枫公司秘书及另外三人展开研讯程序

Apr 23, 2024

SFC warns public of CBEX Group and Bitget Pro for suspected virtual asset-related fraud

Apr 23, 2024

证监会告诫公众提防CBEX集团及Bitget Pro涉嫌从事虚拟资产相关欺诈行为

Apr 23, 2024

Circular to Licensed Corporations which are Participants of The Stock Exchange of Hong Kong Limited or Hong Kong Futures Exchange Limited
- Licence Holders Insurance Scheme for Exchange Participants

Apr 23, 2024

致本身为香港联合交易所有限公司或香港期货交易所有限公司参与者的持牌法团的通函 - 交易所参与者的持牌人保险计划

Apr 22, 2024

SFC’s statement on New Sparkle Roll International’s announcement

Apr 22, 2024

证监会对新耀莱国际公告的声明

Apr 19, 2024

SFC welcomes SEHK’s conclusions on climate-related disclosure requirements for listed companies

Apr 19, 2024

证监会欢迎联交所就适用于上市公司的气候相关信息披露规定发表谘询总结

Apr 19, 2024

SFC welcomes CSRC’s announcement of five measures on capital market cooperation with Hong Kong

Apr 19, 2024

证监会欢迎中国证监会公布五项资本市场对港合作措施

Apr 19, 2024

HKMA and SFC consult on annual updates to Financial Services Providers list under OTC derivatives regulatory regime

Apr 19, 2024

金管局与证监会就更新场外衍生工具监管制度下的金融服务提供者名单进行年度谘询

Apr 18, 2024

Joint circular to intermediaries
Findings of concurrent SFC-HKMA thematic review of the distribution of non-exchange traded investment products

Apr 18, 2024

致中介人的联合通函
证监会与金管局关于非交易所买卖投资产品分销的共同主题检视的结果

Apr 16, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Democratic People’s Republic of Korea) Regulation

Apr 16, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《聯合国制裁（朝鲜民主主义人民共和国）规例》

Apr 15, 2024

SFC suspends dealings in Tianyun International Holdings Limited shares over massive missing corporate funds

Apr 15, 2024

证监会因天韵国际控股有限公司巨额公司资金下落不明而暂停其股份交易

Apr 12, 2024

SFC warns public of TCAME and BitCloud for suspected virtual asset-related fraud

Apr 12, 2024

证监会告诫公众提防TCAME及BitCloud涉嫌从事虚拟资产相关欺诈行为

Apr 10, 2024

Joint Circular on Anti-Scam Consumer Protection Charter 2.0

Apr 10, 2024

有关《保障消费者防诈骗约章2.0》的联合通函

Apr 9, 2024

New speech by Julia Leung: Keynote speech at HSBC Global Investment Summit

Apr 9, 2024

梁凤仪的新演说：在汇丰全球投资峰会上的主题演说

Apr 8, 2024

SFC obtains court orders against former director and chief financial officer of Changgang Dunxin Enterprise Company Limited

Apr 8, 2024

证监会取得针对长港敦信实业有限公司前董事兼财务总监的法庭命令

Apr 8, 2024

SFC warns public of suspicious investment products offered by ProCap International

Apr 8, 2024

证监会告诫公众提防由ProCap International发售的可疑投资产品

Apr 5, 2024

SFC and DFSA co-host high-level roundtable on distributing Hong Kong funds in Dubai International Financial Centre

Apr 5, 2024

证监会与迪拜金管局就在迪拜国际金融中心分销香港基金的事宜合办高层圆桌会议

Apr 5, 2024

SFC warns public against unlicensed virtual asset trading platform Sure X

Apr 5, 2024

证监会告诫公众提防无牌虚拟资产交易平台Sure X

Mar 28, 2024

Appointments to SFC committees

Mar 28, 2024

证监会委任各委员会成员

Mar 28, 2024

SFC consults on proposals to enhance REIT regime and SFO market conduct regime for listed CIS

Mar 28, 2024

证监会就有关优化房地产基金制度及《证券及期货条例》下适用于上市集体投资计划的市场行为监管制度的建议展开谘询

Mar 28, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) United Nations Sanctions (Yemen) Regulation 2019 (Amendment) Regulation 2024
(2) United Nations Sanctions (Libya) Regulation 2019 (Amendment) Regulation 2024

Mar 28, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
(1) 《2024年〈2019年联合国制裁（也门）规例〉（修订）规例》
(2) 《2024年〈2019年联合国制裁（利比亚）规例〉（修订）规例》

Mar 27, 2024

Cross-Agency Steering Group and International Sustainability Standards Board members met in Hong Kong

Mar 27, 2024

跨机构督导小组和国际可持续准则理事会成员在香港举行会议

Mar 27, 2024

Circular to licensed corporations and management companies of SFC-authorised funds - Shortening of the US securities transaction settlement cycle to T+1

Mar 27, 2024

致持牌法团及证监会认可基金的管理公司的通函 - 美国证券交易的交收周期缩短至T+1

Mar 27, 2024

SFC commences MMT proceedings against Ding Yi Feng former chairman over suspected market manipulation

Mar 27, 2024

证监会就涉嫌市场操纵活动对鼎益丰前主席在审裁处展开研讯程序

Mar 25, 2024

SFC warns public of EDY for suspected virtual asset-related fraud

Mar 25, 2024

证监会告诫公众提防EDY涉嫌从事虚拟资产相关欺诈行为

lastest regulartory news

網站連結

證監會

http://www.sfc.hk

財經事務及庫務局

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雙語法例資料系統

http://www.legislation.gov.hk

香港交易所

http://www.hkex.com.hk

香

香港金融管理局管理局

http://www.hkma.gov.hk/

香港证券及投资学会

http://www.hksi.org

强制性公积金计划管理局

http://www.mpfa.org.hk

恒生指数有限公司

http://www.hsi.com.hk

投资者教育中心

http://www.hkiec.hk

国际合规顾问有限公司

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