January 20, 2021
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Hong Kong and Thailand regulators sign MoU on Mutual Recognition of Funds
January 20, 2021
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香港证监会与泰国证交会就基金互认安排签署谅解备忘录
January 20, 2021
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Mutual Recognition of Funds (MRF) between Thailand and Hong Kong
January 18, 2021
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New speech by Ashley Alder: Special remarks at the Asian Financial Forum 2021
January 11, 2021
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Court upholds jail sentence against former GEM-listed group finance manager for insider dealing
January 11, 2021
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Company secretary jailed for insider dealing
January 11, 2021
January 4, 2021
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SFC bans Yung Lap Hong for life
January 4, 2021
December 29, 2020
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Circular to Licensed Corporations Launch of iAM Smart
December 23, 2020
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Circular to Intermediaries - Frequently Asked Questions on Compliance with Suitability Obligations and Requirements for Complex Products
December 23, 2020
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Circular to licensed corporations Deferral of margin requirements for non-centrally cleared OTC derivative transactions
December 23, 2020
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SFC issues restriction notice to a broker to freeze client accounts linked to suspected market manipulation
December 23, 2020
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富昌证券有限公司遭证监会谴责及罚款360万元
December 23, 2020
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SFC concludes consultation on customer due diligence requirements for open-ended fund companies
December 21, 2020
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SFC previews new electronic licensing services
December 18, 2020
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Circular to intermediaries Joint product survey by the SFC and the HKMA
December 18, 2020
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Circular to Intermediaries - Anti-bribery Guidance
December 18, 2020
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致中介人的通函 - 防止贿赂指引
December 18, 2020
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SFC proposes amendments to the Code on Pooled Retirement Funds
December 17, 2020
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Company secretary convicted of insider dealing
December 17, 2020
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Cross-agency steering group launches its Strategic Plan to Strengthen Hong Kong’s Financial Ecosystem to Support a Greener and More Sustainable Future
December 16, 2020
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SFC licenses first virtual asset trading platform
December 16, 2020
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证监会向首个虚拟资产交易平台发牌
December 14, 2020
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Circular to all licensed corporations - Reminder of implementation of regulatory standards for leveraged foreign exchange trading activities
December 14, 2020
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致所有持牌法团的通函 - 有关杠杆式外汇交易活动的监管标准即将落实的提示
December 14, 2020
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Market Misconduct Tribunal finds Li Yik Shuen culpable of insider dealing in Meadville Holdings Limited shares
December 14, 2020
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市场失当行为审裁处裁定李奕璇就美维控股有限公司股份进行内幕交易罪成
December 11, 2020
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SFC proposes to upgrade the industry’s competency standards
December 10, 2020
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SFC provides additional guidance on external electronic data storage
December 10, 2020
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Market Misconduct Tribunal finds insider dealing in China Gas shares
December 09, 2020
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Process Review Panel Report 2019-20
December 08, 2020
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Circular to Licensed Corporations and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism Webinar Materials
December 08, 2020
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致持牌法团及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集 网络研讨会资料
December 08, 2020
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Circular to Licensed Corporations OTC Derivatives Trade Reporting - Reporting Proprietary Rates Under Floating Rate Index Related Data Fields
December 08, 2020
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致持牌法团的通函 场外衍生工具交易汇报 -「专有利率」于浮动利率指数相关的资料栏位的汇报
December 07, 2020
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SFC issues quarterly report
December 07, 2020
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证监会发表季度报告
December 04, 2020
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Circular in relation to the clearing and record keeping rules for the OTC derivatives regime – changes to the list of persons designated as financial services providers
December 04, 2020
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关于为场外衍生工具制度而设的结算及备存纪录规则的通函—对被指定为金融服务提供者的人士的名单的修改
December 04, 2020
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Circular on changes to the Code on Real Estate Investment Trusts
December 04, 2020
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有关修改《房地产投资信托基金守则》的通函 (只备有英文版)
December 04, 2020
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Circular to management companies of SFC-authorised real estate investment trusts - Streamlined approach for vetting and approval of announcements and circulars
December 04, 2020
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致证监会认可的房地产投资信托基金的管理公司的通函 - 简化公告及通函的审批程序 (只备有英文版)
December 04, 2020
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SFC consults on investor identification
December 04, 2020
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证监会就投资者识别制度展开谘询
December 04, 2020
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《房地产投资信托基金守则》的修订生效
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