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Compliance Training

​To keep pace with the ongoing regulatory evolvement, it is of utmost importance that your team is fully equipped with proper knowledge to ensure regulatory obligations are met.

Nurturing a diligent and strong compliance culture in your company is essential. We offer structured online and on-site compliance training.

1. E-Learning:  


We offer comprehensive topics on our online training platform, whether to help your staffs meeting the annual professional requirement, or to enhance and deepen their knowledge on high awareness topics such as AML & KYC. Other topics include:

  • Counter-Terrorist Financing

  • Suspicious Transactions Reporting

  • Suitability Obligations

  • Professional Investors 

  • Compliance Induction Training for Fund Management Industry in Hong Kong

2. On-site Training:  


We offer on-site training that addresses the unique aspects and needs of your company.   We also offer a whole range of pre-licensing examination preparatory courses for those who wish to pursue a career in the financial industry in Hong Kong.      


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