Our Team

Ms.Iris Chan, Managing Director

BSC ACCOUNTING, AICPA

Ms. Iris Chan is the founder and Managing Director of Compliance Consulting Limited, the first professional compliance services provider in Hong Kong founded in 2003.

Iris began her professional life in the audit division of one of the Big Four Accounting Firms in Hong Kong.  After a few solid years of audit work, she continued to build her career with a focus in  the compliance field. Prior to founding Compliance Consulting, Iris has held executive roles in the compliance field with reputable financial institutions, including the wealth management arm of one of the largest insurance firms in the world.

As the founder of the first compliance services provider in Hong Kong, Iris has a strong track record in regulatory design, implementation and consulting for all types of licensed corporations. Her continued compliance servicing partnership with various financial institutions also make her highly reputable within the industry in Hong Kong and in China.

Iris holds an Accounting degree and is also a fellow member of the American Institute of Certified Public Accountants (AICPA). Iris is also a regular speaker at various professional institutions.   

Compliance Team

Our tri-lingual team comprises of experienced and seasoned Accounting, Compliance and Legal professionals who gained extensive working experiences in banks, asset management firms, brokerage houses as well as local regulators such as the Hong Kong Monetary Authority (“HKMA”) and the Securities and Futures Commission (“SFC”). 

 

With its encyclopedic knowledge of the local regulatory regime and practices, our Compliance team is unparalleled in terms of its professional and comprehensive compliance services, which are always tailored to meet the needs and budget of your business, whether on a retainer or ad-hoc basis. 

Mario Recruitment

your trusted recruitment partner

Founded in 2015, Mario Recruitment is a wholly owned subsidiary of Compliance Consulting Limited specializing in recruitment within the financial services sector.

Led by Ms. Janice Chan, a seasoned recruiter with an outstanding proven track record in placing finance professionals, our goal is to provide quality services to our clients and become the most trusted recruiting partner in the industry.

Mario Recruitment stands apart from its peers by synergizing both consultancy and recruitment solutions. Together with a strong database of Responsible Officers and a large pool of mid-back office function candidates, we are confident in sourcing the best available candidates in the market for your recruitment needs.

Our service spectrum also goes beyond the financial field and encompasses an array of sectors including finance & accounting, marketing, human resources, sales and secretarial support. 

Email: info@hkcompliance.com | Tel: 2121-8968 | Address: 16/F, Winsome House, 73 Wyndham Street, Central, Hong Kong 

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