Compliance Projects

Whether you are an established firm or a start-up company, Compliance Consulting Limited has the expertise to bring compliance solutions to all your business ideas. While it is virtually impossible to mention every form of assistance we offer, the following are some of the most commonly requested services:

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• Funds Authorization

• Advice on documentation for funds distribution

• Anti-money laundering and Anti-terrorism program

• Advice on corporate governance issues

• Assist in the implementation of new regulatory requirements

 

Our past notable projects include:

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• Designing the disclosure of interests framework for a listed company in Hong Kong

• Drafting the compliance policies and procedures for a global asset manager’s joint venture in the Shanghai Free Trade Zone

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