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Discover Our Expertise

Businesses that operate in heavily regulated environments, in particular the financial industry, require sophisticated compliance services and guidance.

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With more than 15 years of industry expertise and local insight, our Compliance team will be invaluable in giving your company the best support to cope with the ever-changing and increasingly stringent regulatory requirements. 

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A range of  retainer packages 

available to fit 

your company's 

size and needs.

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Professional assistance, guidance and advice on the whole licensing process.

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We provide

on-site and

off-site review to strengthen your company's edge. 

We help you to develop and review manuals that are 

regulatory compliant and tailored to your business needs.

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We provide

 on-site training

for licensed persons

to fulfill their continuous professional training (CPT)

requirement. Comprehensive topics are also made available via our online training platform. 

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One-stop

compliance services

to bring

practical solutions

to your

business ideas while meeting regulatory requirements.

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Our Post-Trade Review System (“PTRS”) is

an innovative online solution to reduce operational cost and complexity of post trade monitoring.

We provide

tailor-made  book-keeping and payroll services to help increase operational efficiency and reduce cost.

辦公桌

Email: info@hkcompliance.com | Tel: 2121-8968 | Address: Unit 703, 7/F, Universal Trade Centre, 3-5A Arbuthnot Road, Central, Hong Kong 

Copyright @2020 COMPLIANCE CONSULTING LIMITED. All Rights Reserved.

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