SFC reprimands and fines Capital Global Management Limited $1.5 million

瑞兴全球财富管理有限公司遭证监会谴责及罚款150万元

SFC reprimands and fines BMI Securities Limited $3.7 million and suspends its responsible officer for breaches of anti-money laundering regulatory requirements

证监会因邦盟汇骏证券有限公司违反打击洗钱的监管规定而对其作出谴责和罚款370万元并暂时吊销其负责人员的牌照

New speech by Tim Lui at The Hong Kong Institute of Chartered Secretaries Annual Dinner 2020

雷添良在香港特许秘书公会周年晚宴2020上发表的新演讲辞

SFC bans Christopher Tse for 12 months

证监会禁止谢嘉熙重投业界12个月

Arrangements relating to SFC’s public services

有关证监会公共服务的安排