Market Misconduct Tribunal sanctions CMBC Capital Holdings Limited and its former directors for late disclosure of inside information


All licensed corporations, licensed representatives and registered institutions within the meaning of the Securities and Futures Ordinance (Cap. 571) or relevant individuals within the meaning of section 20(10) of the Banking Ordinance (Cap. 155)

《证券及期货条例》(第571章)所指的所有持牌法团、持牌代表及注册机构,或《银行业条例》(第155章)第20(10) 条所指的有关人士

SFC publicly censures So Yuk Kwan and imposes a cold-shoulder order for breach of the Takeovers Code


Circular to Licensed Corporations and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism (1) United Nations (Anti-Terrorism Measures) Ordinance (2) United Nations Sanctions (ISIL and Al-Qaida) Regulation

致持牌法团及有联系实体的通函 - 打击洗钱/恐怖分子资金筹集 (1)《联合国(反恐怖主义措施)条例》 (2)《联合国制裁(伊黎伊斯兰国及基地组织)规例》

SFC welcomes re-appointment of Non-Executive Directors


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