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Press Conference

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Nov 15, 2024

All licensed corporations, licensed representatives and registered institutions within the meaning of the Securities and Futures Ordinance (Cap. 571) or relevant individuals within the meaning of section 20(10) of the Banking Ordinance (Cap. 155)

Nov 15, 2024

《证券及期货条例》（第571章）所指的所有持牌法团、持牌代表及注册机构，或《银行业条例》（第155章）第20(10)条所指的有关人士

Nov 12, 2024

District Court sets next hearing date for three sophisticated ramp-and-dump cases

Nov 12, 2024

区域法院就三宗组织严密的“唱高散货”案件定出下次聆讯日期

Nov 12, 2024

SFC commences MMT proceedings against Ding Yi Feng’s former chairman and others over suspected manipulation of Smartac International Holdings Limited shares

Nov 12, 2024

证监会就环球智能控股有限公司股份的涉嫌操纵活动对鼎益丰前主席及其他嫌疑犯在审裁处展开研讯程序

Nov 12, 2024

Circular to licensed corporations - Use of generative AI language models

Nov 12, 2024

致持牌法团的通函 - 生成式AI语言模型的使用

Nov 12, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Early Alert on United Nations Sanctions

Nov 12, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
就联合国制裁提早发出通知

Nov 8, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action
(2) FATF Statement on Jurisdictions under Increased Monitoring
(3) Outcomes from the FATF Plenary, 23-25 October 2024

Nov 8, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
(1) 财务行动特别组织有关要求各方对高风险司法管辖区采取行动的声明
(2) 特别组织有关被加强监察的司法管辖区的声明
(3) 特别组织2024年10月23至25日全体会议所取得的成果

Nov 8, 2024

Ramp-and-dump case against surrendered fugitive transferred to District Court

Nov 8, 2024

“唱高散货”逃犯经移交后转介至区域法院受审

Nov 8, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action
(2) FATF Statement on Jurisdictions under Increased Monitoring
(3) Outcomes from the FATF Plenary, 23-25 October 2024

Nov 8, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
(1) 财务行动特别组织有关要求各方对高风险司法管辖区采取行动的声明
(2) 特别组织有关被加强监察的司法管辖区的声明
(3) 特别组织2024年10月23至25日全体会议所取得的成果

Nov 6, 2024

SFC bans Jonathan Dominic Iu Wai Ching for 15 years

Nov 6, 2024

证监会禁止姚伟程重投业界15年

Nov 4, 2024

SFC hosts forum to encourage responsible Regtech adoption for anti-money laundering and counter-financing of terrorism

Nov 4, 2024

证监会举办论坛鼓励业界负责任地应用合规科技以打击洗钱及恐怖分子资金筹集

Nov 4, 2024

New speech by Julia Leung: Opening remarks at SFC AML/CFT Regtech Forum 2024

Nov 4, 2024

梁凤仪的新演说：在2024证监会打击洗钱及恐怖分子资金筹集合规科技论坛的开幕致辞

Nov 1, 2024

SFC unveils first batch of brokers joining Wealth Management Connect Pilot Scheme

Nov 1, 2024

证监会公布首批参与跨境理财通试点计划的券商名单

Oct 31, 2024

SFC concludes consultation on market sounding guidelines

Oct 31, 2024

证监会就市场探盘指引发表谘询总结

Oct 31, 2024

SFC furthers Hong Kong-Saudi Arabia capital market ties on Riyadh visit

Oct 31, 2024

证监会访问利雅得以加强香港与沙特阿拉伯的资本市场联系

Oct 30, 2024

First immediate jail sentence for convicted unlicensed activity with a compensation order

Oct 30, 2024

法院首次就无牌活动定罪判处即时监禁兼发出赔偿令

Oct 28, 2024

Encouraging progress made in asset management pilot use case in the Project Ensemble Sandbox

Oct 28, 2024

Ensemble项目沙盒中的资产管理测试用例取得令人鼓舞的进展

Oct 28, 2024

SFC sets out vision to foster a vibrant fintech ecosystem in Hong Kong

Oct 28, 2024

证监会为推动香港金融科技生态圈蓬勃发展发表愿景

Oct 28, 2024

New speech by Eric Yip: Keynote speech at Hong Kong FinTech Week 2024

Oct 28, 2024

叶志衡的新演说：在香港金融科技周2024上的主题演说

Oct 28, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Anti-Money Laundering and Counter-Financing of Terrorism Webinar

Oct 28, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
打击洗钱及恐怖分子资金筹集网络研讨会

Oct 25, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (South Sudan) Regulation 2019 (Amendment) Regulation 2024

Oct 25, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2024年〈2019年联合国制裁（南苏丹）规例〉（修订）规例》

Oct 25, 2024

Circular to management companies of SFC-authorized unit trusts and mutual funds - enhanced fund data reporting

Oct 25, 2024

致证监会认可单位信托及互惠基金的管理公司的通函 - 优化基金数据汇报（只备有英文版）

Oct 25, 2024

First court hearing on alleged share options fraud case

Oct 25, 2024

法庭就涉嫌购股权欺诈个案进行首次聆讯

Oct 25, 2024

SFC obtains court order to freeze $6.35 billion of assets belonging to suspected manipulators of Ding Yi Feng shares

Oct 25, 2024

证监会取得法庭命令冻结涉嫌操纵鼎益丰股份人士的63.5亿元资产

Oct 24, 2024

Circular on full adoption of e-IP application/submission system on WINGS

Oct 24, 2024

有关在WINGS上全面采纳e-IP申请及呈交系统的通函 (只备有英文版)

Oct 24, 2024

SFC engages securities industry on regulatory trends and market development

Oct 24, 2024

证监会与证券业界就监管趋势和市场发展进行互动交流

Oct 22, 2024

SFC welcomes Process Review Panel Report 2023-24

Oct 22, 2024

证监会欢迎程序覆检委员会发表2023至24年度报告

Oct 21, 2024

Circular to management companies of SFC-authorised unit trusts and mutual funds –information disclosure on information portal of integrated fund platform

Oct 21, 2024

致证监会认可单位信托及互惠基金的管理公司的通函──关于在综合基金平台上的资讯平台的信息披露 (只备有英文版)

Oct 21, 2024

Circular to applicants seeking SFC authorisation of unit trusts and mutual funds - Launch of a new Fund Authorisation Simple Track (FASTrack)

Oct 21, 2024

致有意发行证监会认可的单位信托及互惠基金的申请人的通函 - 推出基金认可简易通道(基金简易通) (只备有英文版)

Oct 21, 2024

SFC fast-tracks simple fund authorisation to bolster Hong Kong market appeal

Oct 21, 2024

证监会加快简单基金的认可流程以提升香港市场的吸引力

Oct 18, 2024

SFC obtains disqualification order against former chief financial officer of Fujian Nuoqi Co., Ltd.

Oct 18, 2024

证监会取得针对福建诺奇股份有限公司前首席财务官的取消资格令

Oct 18, 2024

Joint Statement on Enhanced Timeframe for New Listing Application Process

Oct 18, 2024

有关优化新上市申请审批流程时间表的联合声明

Oct 18, 2024

SFC suspends Singh Amit Kishan for seven months

Oct 18, 2024

Singh Amit Kishan遭证监会暂时吊销牌照七个月

Oct 17, 2024

SFC welcomes appointment and re-appointment of Non-Executive Directors

Oct 17, 2024

证监会欢迎非执行董事的任命及续任

Oct 16, 2024

SFC welcomes Chief Executive’s measures to boost Hong Kong capital markets

Oct 16, 2024

证监会欢迎行政长官加强香港资本市场发展的措施

Oct 15, 2024

SFC commences MMT proceedings against Dickson Poon over alleged insider dealing and Dickson Concepts as well as its senior executives for late disclosure of inside information

Oct 15, 2024

证监会就潘廸生涉嫌进行内幕交易和廸生创建及其高层人员未有及时披露内幕消息在审裁处展开研讯程序

Oct 15, 2024

SFC reprimands and fines Zheshang International Financial Holdings Co., Limited $2.66 million for regulatory breaches

Oct 15, 2024

证监会谴责浙商国际金融控股有限公司违反监管规定并处以罚款266万元

Oct 15, 2024

Court sets next hearing date for insider dealing case against Segantii Capital Management and its chief investment officer

Oct 15, 2024

法院就Segantii Capital Management及其投资总监的内幕交易案定出下次聆讯日期

Oct 14, 2024

SFC welcomes appointment of Chairman

Oct 14, 2024

证监会欢迎主席的任命

Oct 9, 2024

SFC flags asset manager misconduct in managing private funds and discretionary accounts

Oct 9, 2024

证监会就资产管理公司在管理私人基金及委托帐户方面的失当行为作出提示

Oct 9, 2024

SFC reprimands and fines Xinhu International Futures (Hong Kong) Co., Limited $9 million and suspends its former responsible officer Ngai Wai for nine months

Oct 9, 2024

证监会谴责新湖国际期货（香港）有限公司并处以罚款900万元及暂时吊销前负责人员倪威的牌照九个月

Oct 9, 2024

SFC reprimands and fines CSC Futures (HK) Limited $4.95 million for regulatory breaches

Oct 9, 2024

证监会谴责群益期货（香港）有限公司违反监管规定并处以罚款495万元

Oct 9, 2024

Circular to licensed corporations engaged in asset management business
Deficiencies and substandard conduct noted in the management of private funds and discretionary accounts

Oct 9, 2024

致从事资产管理业务的持牌法团的通函
就管理私人基金及委托帐户方面发现的缺失及操守不达标的情况

Oct 8, 2024

SFC concludes consultation on proposals to enhance REIT regime and SFO market conduct regime for listed CIS

Oct 8, 2024

证监会就有关优化房地产基金制度及《证券及期货条例》下适用于上市集体投资计划的市场行为监管制度的建议发表谘询总结

Oct 4, 2024

Fugitive ramp-and-dump core suspect arrested in Singapore and surrendered to Hong Kong to face securities fraud charge

Oct 4, 2024

“唱高散货”集团在逃骨干疑犯于新加坡落网后移交香港并被控证券诈欺罪

Oct 3, 2024

SFC marks 35-year regulatory journey with celebratory gathering

Oct 3, 2024

证监会35周年志庆酒会圆满举行

Oct 3, 2024

SFC welcomes voluntary code of conduct for ESG ratings and data products providers

Oct 3, 2024

证监会欢迎ESG评级和数据产品供应商的自愿操守准则

Oct 2, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Haiti) Regulation

Oct 2, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《聯合国制裁（海地）规例》

Sep 30, 2024

New public fund depositaries regime comes live on 2 October 2024

Sep 30, 2024

规管公众基金存管人的新制度于2024年10月2日生效

Sep 30, 2024

SFC reprimands and fines Profitech Securities Limited $3.99 million for regulatory breaches

Sep 30, 2024

证监会谴责盈科证券有限公司违反监管规定并处以罚款399万元

Sep 27, 2024

SFC seeks share repurchase order for independent minority shareholders of LET Group Holdings Limited and Summit Ascent Holdings Limited

Sep 27, 2024

证监会为LET Group Holdings Limited及凯升控股有限公司的独立少数股东寻求股份回购令

Sep 26, 2024

Circular on OTC Derivatives Trade Repository of the HKMA
Updated Technical Specifications for Reporting

Sep 26, 2024

有关金管局场外衍生工具交易资料储存库的通函
关于汇报的技术规格的更新

Sep 26, 2024

SFC and HKMA conclude on further proposals to enhance Hong Kong’s OTC derivatives reporting regime

Sep 26, 2024

证监会与金管局就优化香港场外衍生工具汇报制度的进一步建议发表谘询总结

Sep 25, 2024

Hong Kong’s securities industry extends earnings growth into first half of 2024

Sep 25, 2024

2024年上半年香港证券业盈利续见增长

Sep 23, 2024

SFC suspends Wilson Cheung Kin for nine months over sponsor failures

Sep 23, 2024

张健因保荐人缺失遭证监会暂时吊销牌照九个月

Sep 23, 2024

SFC bans Dennis Cheng Chung Sing for six months

Sep 23, 2024

证监会禁止郑仲升重投业界六个月

Sep 20, 2024

SFC-HKMA joint survey shows strong rebound in sales of investment products in 2023

Sep 20, 2024

证监会与金管局的联合调查显示2023年投资产品销售强劲反弹

Sep 20, 2024

New speech by Julia Leung: Speech at Hong Kong Chartered Governance Institute's 14th Biennial Corporate Governance Conference

Sep 20, 2024

梁凤仪的新演说：在香港公司治理公会第14届公司治理研讨会上的演说

Sep 20, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Democratic Republic of the Congo) Regulation 2019 (Amendment) (No. 2) Regulation 2024

Sep 20, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2024年〈2019年联合国制裁（刚果民主共和国）规例〉（修订）（第2号）规例》

Sep 19, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Democratic People’s Republic of Korea) Regulation

Sep 19, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《聯合国制裁（朝鲜民主主义人民共和国）规例》

Sep 16, 2024

SFC secures first-of-its-kind settlement to compensate public shareholders of Combest Holdings Limited

Sep 16, 2024

证监会达成首宗同类和解使康佰控股有限公司公众股东获得赔偿

Sep 12, 2024

Court sets trial date of four defendants for securities fraud via illegal short selling

Sep 12, 2024

法院就四名被告透过非法卖空进行证券欺诈案定下审讯日期

Sep 9, 2024

Circular to intermediaries - Distribution of research reports of eligible Mainland ETFs under Stock Connect

Sep 9, 2024

致中介人的通函──互联互通下合资格内地ETF研究报告的分发安排

Sep 6, 2024

SFC issues restriction notice to Kingston Securities Limited to freeze account of client involved in suspected corporate misconduct

Sep 6, 2024

证监会向金利丰证券有限公司发出限制通知书以冻结与涉嫌企业失当行为有关的客户的帐户

Sep 4, 2024

SFC commences legal proceedings against SoftMedx Healthcare Limited, its former directors and de facto directors

Sep 4, 2024

证监会对京玖医疗健康有限公司、前董事及事实董事展开法律程序

Sep 3, 2024

New speech by Christopher Wilson: Keynote speech at GIR Live: Asia-Pacific Investigations Summit 2024

Sep 3, 2024

魏弘福的新演说：在GIR Live亚太调查峰会2024上的主题演说

Sep 2, 2024

SFC bans Charles Lam Chung Yiu for life

Sep 2, 2024

证监会终身禁止林忠耀重投业界

Sep 2, 2024

SFC issues new guides for visiting and returning professionals to highlight pragmatic licensing options

Sep 2, 2024

证监会发表新指南为访港及回流香港的专业人员重点概述务实的牌照选项

Aug 30, 2024

Circular to Licensed Corporations in relation to list of prescribed persons who have reached the clearing threshold under the clearing and record keeping rules for the OTC derivatives regime

Aug 30, 2024

致持牌法团的通函关于已达到为场外衍生工具制度而设的结算及备存纪录规则下的结算门槛的订明人士名单

Aug 28, 2024

SFC welcomes launch of Project Ensemble Sandbox as key step in Hong Kong’s tokenisation development

Aug 28, 2024

证监会欢迎Ensemble项目沙盒的推出为香港代币化进程踏出关键一步

Aug 28, 2024

New speech by Julia Leung: Opening remarks at Project Ensemble Sandbox Launch Ceremony

Aug 28, 2024

梁凤仪的新演说：在Ensemble 项目沙盒启动仪式上的开幕辞

Aug 26, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Early Alert on United Nations Sanctions

Aug 26, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
就联合国制裁提早发出通知

Aug 23, 2024

Joint announcement of the SFC and the Exchange in relation to modifications to requirements for specialist technology companies and de-SPAC transactions

Aug 23, 2024

证监会与联交所就特专科技公司及特殊目的收购公司并购交易规定作短期修改的联合公告

Aug 22, 2024

Hong Kong sees a quarter of broad market growth, firmer ties and regulatory progress: SFC’s Quarterly Report

Aug 22, 2024

证监会《季度报告》：香港市场喜见广泛增长，加强合作关系，并取得监管进展

Aug 21, 2024

SFC, ICAC and Macao Judiciary Police conduct joint operation against suspected cross-boundary fraud and misconduct in listed company

Aug 21, 2024

证监会与廉署及澳门司警采取联合行动　涉上市公司跨境企业欺诈及失当行为

Aug 21, 2024

SFC warns public of “ICE Global Professional Station” for impersonation and suspected virtual asset-related fraud

Aug 21, 2024

证监会告诫公众提防“ICE Global Professional Station”伪冒另一机构并涉嫌从事虚拟资产相关欺诈行为

Aug 19, 2024

Cessation of suspension of Changjiang Corporate Finance (HK) Limited acting as sponsor

Aug 19, 2024

终止对长江证券融资（香港）有限公司作出暂时不得担任保荐人的处分

Aug 16, 2024

SFC consults on proposals to abolish mixed media offers

Aug 16, 2024

证监会就废除混合媒介要约建议展开谘询

Aug 13, 2024

Circular to intermediaries
HKEX’s annual rehearsal for trading system recovery

Aug 13, 2024

致中介人的通函
香港交易所交易系统復原的年度演习

Aug 7, 2024

Market Misconduct Tribunal finds China Forestry’s former chairman and CEO culpable for disclosure of false or misleading information and former CEO for insider trading

Aug 7, 2024

市场失当行为审裁处裁定中国森林前主席和前行政总裁披露虚假或具误导性的资料及前行政总裁进行内幕交易

Aug 6, 2024

Suspected core syndicate member charged in ramp-and-dump case

Aug 6, 2024

“唱高散货”集团怀疑骨干成员被检控

Aug 5, 2024

Wanted core member of ramp-and-dump syndicate arrested

Aug 5, 2024

“唱高散货”集团骨干通缉犯落网

Aug 1, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Yemen) Regulation 2019

Aug 1, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2019年聯合国制裁（也门）规例》

Jul 30, 2024

Former banker ordered to disgorge $3 million illegal gains from insider dealing

Jul 30, 2024

前银行职员被饬令交出300万元内幕交易非法利润

Jul 29, 2024

SFC warns public of Proxinex for suspected virtual asset-related fraud

Jul 29, 2024

证监会告诫公众提防Proxinex涉嫌从事虚拟资产相关欺诈行为

Jul 26, 2024

SFC and IA joined forces to tackle cross-sector irregularities

Jul 26, 2024

证监会与保监局联手应对跨行业违规行为

Jul 26, 2024

SFC welcomes appointment and re-appointment of Non-Executive Directors

Jul 26, 2024

证监会欢迎非执行董事的任命及续任

Jul 25, 2024

SFC warns public against unlicensed virtual asset trading platform CoinUnited.io

Jul 25, 2024

证监会告诫公众提防无牌虚拟资产交易平台CoinUnited.io

Jul 22, 2024

Three jailed between 52 and 80 months in landmark market manipulation case

Jul 22, 2024

三人在具标志性意义的操纵市场案中被判监52至80个月

Jul 16, 2024

SFC sets clear timeline for implementing an uncertificated securities market in Hong Kong

Jul 16, 2024

证监会制订明确时间表以在香港实施无纸证券市场

Jul 12, 2024

SFC and CSRC hold high-level enforcement cooperation meeting

Jul 12, 2024

证监会与中国证监会举行高层执法合作会议

Jul 12, 2024

Enduring strength of Hong Kong as leading international asset and wealth management hub: SFC survey 2023

Jul 12, 2024

证监会2023年调查：香港保持国际资产及财富管理枢纽的领先优势 | 证券及期货事务监察委员会 (sfc.hk)

Jul 11, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action
(2) FATF Statement on Jurisdictions under Increased Monitoring
(3) Outcomes from the FATF Plenary, 26-28 June 2024

Nov 15, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
(1) 财务行动特别组织有关要求各方对高风险司法管辖区采取行动的声明
(2) 特别组织有关被加强监察的司法管辖区的声明
(3) 特别组织2024年6月26至28日全体会议所取得的成果

Jul 9, 2024

First District Court hearings for 18 defendants in three social media ramp-and-dump cases

Jul 9, 2024

区域法院就三宗社交媒体“唱高散货”案件的18名被告展开首次聆讯

Jul 9, 2024

New speech by Julia Leung: Keynote address at Bond Connect Anniversary Summit 2024

Jul 9, 2024

梁凤仪的新演说：在债券通周年论坛2024上的主题演说

Jul 9, 2024

SFC and HKMA welcome PBoC’s new measure on Northbound Swap Connect margin collateral arrangement

Jul 9, 2024

证监会和金管局欢迎中国人民银行关于“北向互换通”履约抵押品的新措施

Jul 8, 2024

SFC to launch new online application and submission system for investment products

Jul 8, 2024

证监会推出全新网上投资产品申请及呈交系统

Jul 8, 2024

Circular on launch of e-IP application/submission system on WINGS

Jul 8, 2024

有关在WINGS上推出e-IP申请及呈交系统的通函 (只备有英文版)

Jul 5, 2024

SFC warns public of seven entities for suspected virtual asset-related fraud

Nov 15, 2024

证监会告诫公众提防七家实体涉嫌从事虚拟资产相关欺诈行为

Jul 3, 2024

Court convicts and fines Tse Tsun Wai for unlicensed activity

Jul 3, 2024

法院裁定谢浚玮进行无牌活动罪成并判处罚款

Jul 3, 2024

Hedge fund manager ordered to disgorge $5.6 million illicit profit from false trading and disqualified for four years

Jul 3, 2024

对冲基金经理被饬令交出从虚假交易获取的560万元非法利润及被取消资格四年

Jul 3, 2024

Circular to licensed corporations -
Financial resources management and compliance with the Securities and Futures (Financial Resources) Rules

Jul 3, 2024

致持牌法团的通函 -
财政资源管理及《证券及期货（财政资源）规则》的遵守情况

Jul 2, 2024

First District Court hearing on insider dealing case against Segantii Capital Management and its chief investment officer

Jul 2, 2024

Segantii Capital Management及其投资总监的内幕交易案件在区域法院进行首次聆讯

Jun 28, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Joint Comprehensive Plan of Action-Iran) (Amendment) Regulation 2024

Jun 28, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2024年联合国制裁（联合全面行动计划——伊朗）（修订）规例》

Jun 28, 2024

Circular to issuers of SFC-authorised investment-linked assurance schemes - Streamlined approach for vetting and approving revised marketing materials

Jun 28, 2024

致证监会认可与投资有关的人寿保险计划的产品发行人的通函 - 简化经修订推广资料的审批程序 (只备有英文版)

Jun 28, 2024

SFC warns public of Tokencan, VBIT Exchange and HKD.com Corporation for suspected virtual asset-related fraud and/or unlicensed activities

Jun 28, 2024

证监会告诫公众提防Tokencan、香港威币加密资产及HKD.com Corporation涉嫌从事虚拟资产相关欺诈行为及／或无牌活动

Jun 27, 2024

SFC and HKMA conclude annual updates to Financial Services Providers list under OTC derivatives regulatory regime

Jun 27, 2024

证监会与金管局就场外衍生工具监管制度下的金融服务提供者名单的年度更新发表谘询总结

Jun 26, 2024

SFC bans Wu Chao for three years and seven months

Jun 26, 2024

证监会禁止吴超重投业界三年七个月

Jun 20, 2024

SFC secures conviction for provision of paid investment advice on Telegram chat group without licence

Jun 20, 2024

证监会获得法院裁定有人无牌而在Telegram聊天群组提供付费投资意见罪名成立

Jun 20, 2024

SFC suspends Shum Wai Nap for seven months for failures in managing a private fund

Jun 20, 2024

岑伟纳因管理私人基金缺失遭证监会暂时吊销牌照七个月

Jun 19, 2024

Three sophisticated ramp-and-dump cases transferred to District Court

Jun 19, 2024

三宗组织严密的“唱高散货”案件移交区域法院审理

Jun 19, 2024

SFC’s 35th year and beyond: guiding Hong Kong’s capital markets with mission and vision

Jun 19, 2024

证监会跨越35载以使命和愿景引领香港资本市场迈向未来

Jun 18, 2024

Circular to intermediaries
Severe weather trading

Jun 18, 2024

致中介人的通函
恶劣天气下维持交易

Jun 18, 2024

Circular to Management Companies of SFC-authorised Investment Products Listed on The Stock Exchange of Hong Kong Limited concerning Severe Weather Trading of Hong Kong Securities and Derivatives Markets

Jun 18, 2024

致在香港联合交易所有限公司上市的证监会认可投资产品的管理公司有关香港证券及衍生产品市场维持恶劣天气下交易的通函 (只备有英文版)

Jun 17, 2024

Market manipulation case adjourned for sentencing

Jun 17, 2024

操纵市场案押后判刑

Jun 17, 2024

SFC bans Ha Po Kwan for 12 months

Jun 17, 2024

证监会禁止夏宝均重投业界12个月

Jun 14, 2024

SFC welcomes progress on implementation of Mainland-Hong Kong Mutual Recognition of Funds enhancements

Jun 14, 2024

证监会欢迎推进落实优化内地与香港基金互认安排

Jun 14, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Somalia) Regulation 2019 (Amendment) Regulation 2024

Jun 14, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集 : 《2024年〈2019年联合国制裁（索马里）规例〉（修订）规例》

Jun 12, 2024

SFC briefs virtual asset trading platform applicants on regulatory expectations after transition period ends

Jun 12, 2024

证监会在过渡期结束后向虚拟资产交易平台申请者简介监管要求

Jun 12, 2024

Insider dealing case against Segantii Capital Management and its chief investment officer transferred to District Court

Jun 12, 2024

Segantii Capital Management及其投资总监内幕交易案件移交区域法院审理

Jun 5, 2024

SFC cooperates with BCSC in obtaining preservation orders against Leung Anita Fung Yee Maria in British Columbia, Canada

Jun 5, 2024

证监会在加拿大英属哥伦比亚省与英属哥伦比亚证监会合作取得针对梁凤仪的多项保存令

Jun 5, 2024

New speech by Julia Leung: Speech at Greenwich Economic Forum Hong Kong

Jun 5, 2024

梁凤仪的新演说：在格林威治经济论坛（香港）上的演说

Jun 3, 2024

SFC meets Capital Market Authority and Saudi Tadawul Group in Saudi Arabia

Jun 3, 2024

证监会高层在沙特阿拉伯与资本市场管理局和沙特证交所集团高层会面

May 31, 2024

Top executives of SFC and DFSA meet in Dubai to extend market ties

May 31, 2024

证监会与迪拜金管局高层在迪拜会面以扩大市场联系

May 29, 2024

Market manipulators convicted in landmark High Court jury trial

May 29, 2024

操纵市场人士在具标志性意义的高等法院陪审团审讯中被定罪

May 29, 2024

SFC top executives visit Saudi Arabia and UAE to foster financial services collaboration

May 29, 2024

证监会高层访问沙特阿拉伯和阿联酋以促进金融服务合作

May 28, 2024

SFC statement on the end of non-contravention period for virtual asset trading platforms

May 28, 2024

证监会就虚拟资产交易平台的不违反期间结束发表声明

May 28, 2024

SFC suspends Wong Ka Ching for four years

May 28, 2024

证监会暂时吊销黄家正的牌照四年

May 27, 2024

SFC bans Cheung Wing Hung for 18 months

May 27, 2024

证监会禁止张永鸿重投业界18个月

May 27, 2024

SFC and Abu Dhabi’s FSRA hold high-level meeting in Athens

May 27, 2024

证监会与阿布札比金管局在雅典举行高层会议

May 24, 2024

Circular to Management Companies of SFC-authorised Real Estate Investment Trusts (REIT) - Treasury units of SFC-authorised REITs

May 24, 2024

致证监会认可房地产投资信托基金管理公司的通函 - 证监会认可的房地产投资信托基金的库存单位（只备有英文版）

May 23, 2024

Pre-trial review fixed for false trading in shares of China All Access (Holdings) Limited

May 23, 2024

法院就中国全通（控股）有限公司股份的虚假交易订定审讯前覆核日期

May 22, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Somalia) Regulation 2019

May 22, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2019年聯合国制裁（索马里）规例》

May 17, 2024

Two former brokers jailed for three months each for false trading

May 17, 2024

两名前经纪因进行虚假交易各被判处监禁三个月

May 17, 2024

SFC welcomes industry-led public consultation on voluntary code of conduct for ESG ratings and data products providers

May 17, 2024

证监会欢迎业界就ESG评级和数据产品供应商的自愿操守准则展开公众谘询

May 16, 2024

SFC facilitates broadening of master-feeder ETFs offerings in Hong Kong

May 16, 2024

证监会利便联接ETF扩大在香港的发展

May 16, 2024

Circular on streamlined requirements for eligible exchange-traded funds adopting a master-feeder structure

May 16, 2024

有关采用联接基金结构的合资格交易所买卖基金所适用的简化规定的通函 (只备有英文版)

May 14, 2024

SFC warns public of suspicious investment plan relating to Big Boss Night Club

May 14, 2024

证监会告诫公众提防大富豪夜总汇相关的可疑投资计划

May 13, 2024

SFC warns public of suspicious virtual asset-related product “LENA Network”

May 13, 2024

证监会告诫公众提防名为“LENA Network”的可疑虚拟资产相关产品

May 13, 2024

Joint press release of the PBoC, the SFC and the HKMA on Swap Connect enhancements to advance high-quality opening-up of China’s financial markets

May 13, 2024

中国人民银行香港证券及期货事务监察委员会香港金融管理局联合新闻稿 ─ 优化“互换通”机制安排促进中国金融市场高水平对外开放

May 8, 2024

SFC warns public of Quantum AI for suspected virtual asset-related fraud

May 8, 2024

证监会告诫公众提防Quantum AI涉嫌从事虚拟资产相关欺诈行为

May 7, 2024

SFC obtains interlocutory asset freezing order against Leung Anita Fung Yee Maria

May 7, 2024

证监会取得针对梁凤仪的非正审资产冻结令

May 2, 2024

SFC commences insider dealing prosecution against Segantii Capital Management and its chief investment officer

May 2, 2024

证监会对Segantii Capital Management及其投资总监展开内幕交易检控

Apr 30, 2024

New speech by Christina Choi: Speech at the listing ceremony of first bitcoin and ether spot ETFs

Apr 30, 2024

蔡凤仪的新演说：在首批比特币及以太币现货ETF上市仪式上的演说

Apr 26, 2024

Three-year extension of grant scheme for open-ended fund companies and real estate investment trusts

Apr 26, 2024

开放式基金型公司及房地产投资信托基金资助计划延长三年

Apr 26, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Early Alert on United Nations Sanctions

Apr 26, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
就联合国制裁提早发出通知

Apr 25, 2024

Court convicts two former licensees of false trading

Apr 25, 2024

法院裁定两名前持牌人进行虚假交易罪成

Apr 25, 2024

Case consolidation for first ramp-and-dump criminal prosecution at District Court

Apr 25, 2024

首宗在区域法院展开刑事检控程序的“唱高散货”案件获合并处理

Apr 25, 2024

SFC and HKEX collaborate in enforcement action against Main Board-listed company over dubious investment and financial arrangements

Apr 25, 2024

证监会与香港交易所就主板上市公司的可疑投资及财务安排联手采取行动

Apr 25, 2024

SFC issues restriction notices to two brokers to freeze accounts of client involved in suspected corporate misconduct

Apr 25, 2024

证监会向两家经纪行发出限制通知书以冻结与涉嫌企业失当行为有关的客户的帐户

Apr 23, 2024

SFC cautions public against bogus calls purportedly from SFC

Apr 23, 2024

证监会告诫公众提防冒认该会的诈骗来电

Apr 23, 2024

SFC commences MMT proceedings against Dan Form’s company secretary and three others over suspected insider dealing

Apr 23, 2024

证监会在审裁处就涉嫌内幕交易对丹枫公司秘书及另外三人展开研讯程序

Apr 23, 2024

SFC warns public of CBEX Group and Bitget Pro for suspected virtual asset-related fraud

Apr 23, 2024

证监会告诫公众提防CBEX集团及Bitget Pro涉嫌从事虚拟资产相关欺诈行为

Apr 23, 2024

Circular to Licensed Corporations which are Participants of The Stock Exchange of Hong Kong Limited or Hong Kong Futures Exchange Limited
- Licence Holders Insurance Scheme for Exchange Participants

Apr 23, 2024

致本身为香港联合交易所有限公司或香港期货交易所有限公司参与者的持牌法团的通函 - 交易所参与者的持牌人保险计划

Apr 22, 2024

SFC’s statement on New Sparkle Roll International’s announcement

Apr 22, 2024

证监会对新耀莱国际公告的声明

Apr 19, 2024

SFC welcomes SEHK’s conclusions on climate-related disclosure requirements for listed companies

Apr 19, 2024

证监会欢迎联交所就适用于上市公司的气候相关信息披露规定发表谘询总结

Apr 19, 2024

SFC welcomes CSRC’s announcement of five measures on capital market cooperation with Hong Kong

Apr 19, 2024

证监会欢迎中国证监会公布五项资本市场对港合作措施

Apr 19, 2024

HKMA and SFC consult on annual updates to Financial Services Providers list under OTC derivatives regulatory regime

Apr 19, 2024

金管局与证监会就更新场外衍生工具监管制度下的金融服务提供者名单进行年度谘询

Apr 18, 2024

Joint circular to intermediaries
Findings of concurrent SFC-HKMA thematic review of the distribution of non-exchange traded investment products

Apr 18, 2024

致中介人的联合通函
证监会与金管局关于非交易所买卖投资产品分销的共同主题检视的结果

Apr 16, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Democratic People’s Republic of Korea) Regulation

Apr 16, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《聯合国制裁（朝鲜民主主义人民共和国）规例》

Apr 15, 2024

SFC suspends dealings in Tianyun International Holdings Limited shares over massive missing corporate funds

Apr 15, 2024

证监会因天韵国际控股有限公司巨额公司资金下落不明而暂停其股份交易

Apr 12, 2024

SFC warns public of TCAME and BitCloud for suspected virtual asset-related fraud

Apr 12, 2024

证监会告诫公众提防TCAME及BitCloud涉嫌从事虚拟资产相关欺诈行为

Apr 10, 2024

Joint Circular on Anti-Scam Consumer Protection Charter 2.0

Apr 10, 2024

有关《保障消费者防诈骗约章2.0》的联合通函

Apr 9, 2024

New speech by Julia Leung: Keynote speech at HSBC Global Investment Summit

Apr 9, 2024

梁凤仪的新演说：在汇丰全球投资峰会上的主题演说

Apr 8, 2024

SFC obtains court orders against former director and chief financial officer of Changgang Dunxin Enterprise Company Limited

Apr 8, 2024

证监会取得针对长港敦信实业有限公司前董事兼财务总监的法庭命令

Apr 8, 2024

SFC warns public of suspicious investment products offered by ProCap International

Apr 8, 2024

证监会告诫公众提防由ProCap International发售的可疑投资产品

Apr 5, 2024

SFC and DFSA co-host high-level roundtable on distributing Hong Kong funds in Dubai International Financial Centre

Apr 5, 2024

证监会与迪拜金管局就在迪拜国际金融中心分销香港基金的事宜合办高层圆桌会议

Apr 5, 2024

SFC warns public against unlicensed virtual asset trading platform Sure X

Apr 5, 2024

证监会告诫公众提防无牌虚拟资产交易平台Sure X

Mar 28, 2024

Appointments to SFC committees

Mar 28, 2024

证监会委任各委员会成员

Mar 28, 2024

SFC consults on proposals to enhance REIT regime and SFO market conduct regime for listed CIS

Mar 28, 2024

证监会就有关优化房地产基金制度及《证券及期货条例》下适用于上市集体投资计划的市场行为监管制度的建议展开谘询

Mar 28, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) United Nations Sanctions (Yemen) Regulation 2019 (Amendment) Regulation 2024
(2) United Nations Sanctions (Libya) Regulation 2019 (Amendment) Regulation 2024

Mar 28, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
(1) 《2024年〈2019年联合国制裁（也门）规例〉（修订）规例》
(2) 《2024年〈2019年联合国制裁（利比亚）规例〉（修订）规例》

Mar 27, 2024

Cross-Agency Steering Group and International Sustainability Standards Board members met in Hong Kong

Mar 27, 2024

跨机构督导小组和国际可持续准则理事会成员在香港举行会议

Mar 27, 2024

Circular to licensed corporations and management companies of SFC-authorised funds - Shortening of the US securities transaction settlement cycle to T+1

Mar 27, 2024

致持牌法团及证监会认可基金的管理公司的通函 - 美国证券交易的交收周期缩短至T+1

Mar 27, 2024

SFC commences MMT proceedings against Ding Yi Feng former chairman over suspected market manipulation

Mar 27, 2024

证监会就涉嫌市场操纵活动对鼎益丰前主席在审裁处展开研讯程序

Mar 25, 2024

SFC warns public of EDY for suspected virtual asset-related fraud

Mar 25, 2024

证监会告诫公众提防EDY涉嫌从事虚拟资产相关欺诈行为

Mar 25, 2024

SFC warns public of HKCEXP for suspected virtual asset-related fraud

Mar 25, 2024

证监会告诫公众提防HKCEXP涉嫌从事虚拟资产相关欺诈行为

Mar 22, 2024

SFC and HKMA further consult on enhancements to Hong Kong’s OTC derivatives reporting regime

Nov 15, 2024

证监会与金管局就优化香港的场外衍生工具汇报制度展开进一步谘询

Mar 22, 2024

Circular to intermediaries, responsible officers and licensed representatives
Waiver of annual licensing fees

Mar 22, 2024

致中介人、负责人员及持牌代表的通函
宽免牌照年费

Mar 20, 2024

Retail trader jailed for securities fraud via illegal short selling

Mar 20, 2024

个人投资者因透过非法卖空进行证券欺诈被判监

Mar 20, 2024

New speech by Rico Leung: Keynote speech at China Bond Market Forum 2024

Mar 20, 2024

梁仲贤的新演说：在2024年中国债券市场论坛上的主题演说

Mar 19, 2024

SFC warns public of suspicious websites for impersonation and suspected virtual asset-related fraud

Mar 19, 2024

证监会告诫公众提防可疑网站伪冒持牌机构并涉嫌从事虚拟资产相关欺诈行为

Mar 19, 2024

New speech by Christopher Wilson: Keynote Address at the ALB Pan Asian Regulatory and Anti-Corruption Compliance Summit 2024

Mar 19, 2024

魏弘福的新演说：在ALB泛亚监管及反贪污合规峰会2024上的主题演说

Mar 15, 2024

SFC warns public against unlicensed virtual asset trading platform MEXC

Mar 15, 2024

证监会告诫公众提防无牌虚拟资产交易平台MEXC

Mar 14, 2024

Pre-trial review fixed for unlicensed dealing prosecution

Mar 14, 2024

法院就无牌交易的检控订定审讯前的覆核日期

Mar 14, 2024

SFC warns public against unlicensed virtual asset trading platform Bybit

Mar 14, 2024

证监会告诫公众提防无牌虚拟资产交易平台Bybit

Mar 13, 2024

SFC and CSRC top management met in Beijing

Mar 13, 2024

证监会与中国证监会高层在北京会面

Mar 11, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Democratic People’s Republic of Korea) Regulation

Mar 11, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《聯合国制裁（朝鲜民主主义人民共和国）规例》

Mar 8, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action
(2) FATF Statement on Jurisdictions under Increased Monitoring
(3) Outcomes from the FATF Plenary, 21-23 February 2024

Nov 15, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
(1) 财务行动特别组织有关要求各方对高风险司法管辖区采取行动的声明
(2) 特别组织有关被加强监察的司法管辖区的声明
(3) 特别组织2024年2月21至23日全体会议所取得的成果

Mar 8, 2024

Hong Kong sees surge in investment fund net inflows: SFC Quarterly Report

Mar 8, 2024

证监会《季度报告》：︁香港投资基金净流入急升

Mar 7, 2024

SFC CEO appointed chair of IOSCO Asia-Pacific regional committee

Mar 7, 2024

证监会行政总裁获委任为国际证监会组织亚太委员会主席

Mar 6, 2024

Synopsis of speeches and discussions at SFC Regulatory Symposium

Mar 6, 2024

证监会亚太证券监管高峰论坛：演讲和讨论摘要

Mar 5, 2024

SFC and HKEX collaborate in enforcement action against two former GEM-listed company directors for misconduct

Mar 5, 2024

证监会与联交所就GEM上市公司两名前任董事的不当行为联手合作

Mar 4, 2024

SFC warns public of BitForex for suspected virtual asset-related fraud

Mar 4, 2024

证监会告诫公众提防BitForex涉嫌从事虚拟资产相关欺诈行为

Mar 4, 2024

SFC warns public of suspicious websites impersonating licensed virtual asset trading platforms

Mar 4, 2024

证监会告诫公众提防伪冒持牌虚拟资产交易平台的可疑网站

Mar 1, 2024

Green Fintech Map launch showcases Hong Kong’s edge in sustainable finance

Mar 1, 2024

绿色金融科技地图发布展现香港的可持续金融优势

Mar 1, 2024

SFC reminds public VATP application period has ended under transitional arrangements

Mar 1, 2024

证监会提醒公众虚拟资产交易平台在过渡安排下的申请期已结束

Feb 28, 2024

SFC regulatory symposium fosters a more connected Asia-Pacific

Feb 28, 2024

证监会监管论坛促进亚太区建立更紧密联系

Feb 28, 2024

New speech by Julia Leung: Closing remarks at SFC Regional Securities Regulatory Leadership Symposium

Feb 28, 2024

梁凤仪的新演说：在证监会亚太证券监管高峰论坛上的闭幕辞

Feb 28, 2024

SFC warns public of suspicious crypto-related product “Yieldnodes.com masternode pool”

Feb 28, 2024

证监会告诫公众提防名为“Yieldnodes.com masternode pool＂的可疑加密货币相关产品

Feb 28, 2024

New speech by Julia Leung: Moderator’s remarks at SFC Regional Securities Regulatory Leadership Symposium

Feb 28, 2024

梁凤仪的新演说：在证监会亚太证券监管高峰论坛上的主持人引言

Feb 28, 2024

New speech by Tim Lui: Welcoming remarks at SFC Regional Securities Regulatory Leadership Symposium

Feb 28, 2024

雷添良的新演说：在证监会亚太证券监管高峰论坛上的欢迎辞

Feb 28, 2024

SFC welcomes government budget measures

Feb 28, 2024

证监会欢迎政府财政预算案提出的措施

Feb 28, 2024

Circular on disciplinary proceedings under Part 5B of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance

Feb 28, 2024

有关《打击洗钱及恐怖分子资金筹集条例》第5B部下的纪律处分程序的通函

Feb 27, 2024

SFC secures first criminal conviction of securities fraud via illegal short selling

Feb 27, 2024

证监会首次取得法院就透过非法卖空进行证券欺诈的刑事定罪裁决

Feb 27, 2024

First ramp-and-dump criminal prosecution at District Court commences

Feb 27, 2024

“唱高散货”案件首次在区域法院展开刑事检控程序

Feb 26, 2024

SFC commences proceedings against Ding Yi Feng former chairman and to seek compensation for investors

Feb 26, 2024

证监会对鼎益丰前主席展开法律程序并寻求向投资者作出赔偿

Feb 23, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Haiti) (Amendment) Regulation 2024

Feb 23, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2024年联合国制裁（海地）（修订）规例》

Feb 22, 2024

Circular to Licensed Corporations Engaged in Asset and Wealth Management Activities - Asset and Wealth Management Activities Survey 2023

Feb 22, 2024

致从事资产及财富管理活动的持牌法团的通函 - 2023年资产及财富管理活动调查 (只备有英文版)

Feb 21, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Democratic Republic of the Congo) Regulation 2019

Feb 21, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2019年聯合国制裁（刚果民主共和国）规例》

Feb 21, 2024

New speech by Julia Leung: Speech at Launch Ceremony of Greenhouse Gas Emissions Calculation and Estimation Tools

Feb 21, 2024

梁凤仪的新演说：在温室气体排放计算及估算工具发布会上的演说

Feb 21, 2024

Cross-Agency Steering Group launches revamped website for sustainable finance

Feb 21, 2024

跨机构督导小组优化官方可持续金融网站

Feb 21, 2024

New greenhouse gas emissions calculation and estimation tools to support sustainability reporting

Feb 21, 2024

支持可持续发展汇报的新温室气体排放计算和估算工具

Feb 20, 2024

Financial leaders to gather at SFC symposium to chart Asian markets’ way forward

Feb 20, 2024

金融领袖将云集证监会高峰论坛共谋亚洲市场新路向

Feb 19, 2024

SFC warns public of suspicious investment products offered by Free Guy, Gold Scalper and Gold Champ

Feb 19, 2024

证监会告诫公众提防由Free Guy、Gold Scalper及Gold Champ发售的可疑投资产品

Feb 14, 2024

SFC suspends dealings in the shares of LET Group Holdings Limited and Summit Ascent Holdings Limited

Feb 14, 2024

证监会暂停LET Group Holdings Limited及凯升控股有限公司的股份交易

Feb 9, 2024

SFC and Police warn public of MEXC for suspected virtual asset-related fraud

Feb 9, 2024

证监会和警方告诫公众提防MEXC的涉嫌虚拟资产相关欺诈行为

Feb 8, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action
(2) FATF Statement on Jurisdictions under Increased Monitoring
(3) Outcomes from the FATF Plenary, 21-23 February 2024

Feb 8, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
(1) 财务行动特别组织有关要求各方对高风险司法管辖区采取行动的声明
(2) 特别组织有关被加强监察的司法管辖区的声明
(3) 特别组织2024年2月21至23日全体会议所取得的成果

Feb 8, 2024

The first ramp-and-dump case transferred to District Court

Feb 8, 2024

“唱高散货”案件首次移交区域法院审理

Feb 7, 2024

SFC welcomes appointment of Executive Director

Feb 7, 2024

证监会欢迎执行董事的任命

Feb 7, 2024

SFC warns public of suspicious crypto-related product “Hong Kong International Financial Centre Token”

Feb 7, 2024

证监会告诫公众提防名为“香港国际金融中心代币＂的可疑加密货币相关产品

Feb 6, 2024

SFC bans Lam Ching Chiu and Wong Siu Fung for five years

Feb 6, 2024

证监会禁止林靖钊及黄肇锋重投业界五年

Feb 5, 2024

SFC reprimands and fines PICC Asset Management (Hong Kong) Company Limited $2.8 million for fund management failures

Feb 5, 2024

中国人保香港资产管理有限公司因基金管理缺失遭证监会谴责及罚款280万元

Feb 5, 2024

SFC urges investors to check regulatory status of virtual asset trading platforms as transition period will end soon | Securities & Futures Commission of Hong Kong

Feb 5, 2024

过渡期即将结束　证监会促请投资者查核虚拟资产交易平台的监管状态

Feb 2, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism United Nations Sanctions (Libya) Regulation 2019 | Securities & Futures Commission of Hong Kong

Feb 2, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2019聯合国制裁（利比亚）规例》

Jan 29, 2024

Suspected core syndicate member charged in ramp-and dump case

Jan 29, 2024

“唱高散货”集团怀疑骨干成员被检控

Jan 26, 2024

SFC and National Financial Regulatory Administration top management meet in Hong Kong

Jan 26, 2024

证监会与国家金融监督管理总局高层在香港会面

Jan 26, 2024

SFC warns public of suspicious crypto-related products “Floki Staking Program” and “TokenFi Staking Program”

Nov 15, 2024

证监会告诫公众提防两项名为“Floki Staking Program＂及“TokenFi Staking Program＂的可疑加密货币相关产品

Jan 25, 2024

SFC cautions public against impersonators of SFC CEO

Jan 25, 2024

证监会告诫公众提防骗徒冒认本会行政总裁

Jan 24, 2024

Circular to Licensed Corporations
Participation in Cross-Boundary Wealth Management Connect Pilot Scheme

Jan 24, 2024

致持牌法团的通函
参与跨境理财通试点计划

Jan 24, 2024

SFC issues guidance to eligible licensed corporations on participation in Wealth Management Connect scheme

Jan 24, 2024

证监会向合资格持牌法团发出有关参与跨境理财通的指引

Jan 23, 2024

Circular to licensed corporations
Circularisation exercise and internal control review

Jan 23, 2024

致持牌法团的通函
确认客户帐户状况及检视内部监控措施

Jan 23, 2024

SFC sets out three-year strategic priorities

Jan 23, 2024

证监会发布三年策略重点

Jan 22, 2024

SFC regulatory symposium to debut in late February

Jan 22, 2024

证监会将于2月底举行首届监管论坛

Jan 19, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Democratic Republic of the Congo) Regulation 2019 (Amendment) Regulation 2024

Jan 19, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2024年〈2019年联合国制裁（刚果民主共和国）规例〉（修订）规例》

Jan 18, 2024

SFC and Police warn public of Aramex and DIFX for suspected virtual asset-related frauds

Jan 18, 2024

证监会和警方告诫公众提防Aramex及DIFX的涉嫌虚拟资产相关欺诈行为

Jan 15, 2024

Circular to licensed corporations - Deferral of margin requirements for non-centrally cleared equity options

Jan 15, 2024

致持牌法团的通函 - 适用于非中央结算股票期权的保证金规定将延迟生效

Jan 12, 2024

SFC warns public of suspicious investment products offered by Eternity Prime Limited

Jan 12, 2024

证监会告诫公众提防由Eternity Prime Limited发售的可疑投资产品

Jan 11, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism - Early Alert on United Nations Sanctions

Jan 11, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
就联合国制裁提早发出通知

Jan 10, 2024

SFC cautions public against impersonators of senior SFC executives

Jan 10, 2024

证监会告诫公众提防骗徒冒认本会高层