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Sep 16, 2024

SFC secures first-of-its-kind settlement to compensate public shareholders of Combest Holdings Limited

Sep 16, 2024

证监会达成首宗同类和解使康佰控股有限公司公众股东获得赔偿

Sep 12, 2024

Court sets trial date of four defendants for securities fraud via illegal short selling

Sep 12, 2024

法院就四名被告透过非法卖空进行证券欺诈案定下审讯日期

Sep 9, 2024

Circular to intermediaries - Distribution of research reports of eligible Mainland ETFs under Stock Connect

Sep 9, 2024

致中介人的通函──互联互通下合资格内地ETF研究报告的分发安排

Sep 6, 2024

SFC issues restriction notice to Kingston Securities Limited to freeze account of client involved in suspected corporate misconduct

Sep 6, 2024

证监会向金利丰证券有限公司发出限制通知书以冻结与涉嫌企业失当行为有关的客户的帐户

Sep 4, 2024

SFC commences legal proceedings against SoftMedx Healthcare Limited, its former directors and de facto directors

Sep 4, 2024

证监会对京玖医疗健康有限公司、前董事及事实董事展开法律程序

Sep 3, 2024

New speech by Christopher Wilson: Keynote speech at GIR Live: Asia-Pacific Investigations Summit 2024

Sep 3, 2024

魏弘福的新演说：在GIR Live亚太调查峰会2024上的主题演说

Sep 2, 2024

SFC bans Charles Lam Chung Yiu for life

Sep 2, 2024

证监会终身禁止林忠耀重投业界

Sep 2, 2024

SFC issues new guides for visiting and returning professionals to highlight pragmatic licensing options

Sep 2, 2024

证监会发表新指南为访港及回流香港的专业人员重点概述务实的牌照选项

Aug 30, 2024

Circular to Licensed Corporations in relation to list of prescribed persons who have reached the clearing threshold under the clearing and record keeping rules for the OTC derivatives regime

Aug 30, 2024

致持牌法团的通函关于已达到为场外衍生工具制度而设的结算及备存纪录规则下的结算门槛的订明人士名单

Aug 28, 2024

SFC welcomes launch of Project Ensemble Sandbox as key step in Hong Kong’s tokenisation development

Aug 28, 2024

证监会欢迎Ensemble项目沙盒的推出为香港代币化进程踏出关键一步

Aug 28, 2024

New speech by Julia Leung: Opening remarks at Project Ensemble Sandbox Launch Ceremony

Aug 28, 2024

梁凤仪的新演说：在Ensemble 项目沙盒启动仪式上的开幕辞

Aug 26, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Early Alert on United Nations Sanctions

Aug 26, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
就联合国制裁提早发出通知

Aug 23, 2024

Joint announcement of the SFC and the Exchange in relation to modifications to requirements for specialist technology companies and de-SPAC transactions

Aug 23, 2024

证监会与联交所就特专科技公司及特殊目的收购公司并购交易规定作短期修改的联合公告

Aug 22, 2024

Hong Kong sees a quarter of broad market growth, firmer ties and regulatory progress: SFC’s Quarterly Report

Aug 22, 2024

证监会《季度报告》：香港市场喜见广泛增长，加强合作关系，并取得监管进展

Aug 21, 2024

SFC, ICAC and Macao Judiciary Police conduct joint operation against suspected cross-boundary fraud and misconduct in listed company

Aug 21, 2024

证监会与廉署及澳门司警采取联合行动　涉上市公司跨境企业欺诈及失当行为

Aug 21, 2024

SFC warns public of “ICE Global Professional Station” for impersonation and suspected virtual asset-related fraud

Aug 21, 2024

证监会告诫公众提防“ICE Global Professional Station”伪冒另一机构并涉嫌从事虚拟资产相关欺诈行为

Aug 19, 2024

Cessation of suspension of Changjiang Corporate Finance (HK) Limited acting as sponsor

Aug 19, 2024

终止对长江证券融资（香港）有限公司作出暂时不得担任保荐人的处分

Aug 16, 2024

SFC consults on proposals to abolish mixed media offers

Aug 16, 2024

证监会就废除混合媒介要约建议展开谘询

Aug 13, 2024

Circular to intermediaries
HKEX’s annual rehearsal for trading system recovery

Aug 13, 2024

致中介人的通函
香港交易所交易系统復原的年度演习

Aug 7, 2024

Market Misconduct Tribunal finds China Forestry’s former chairman and CEO culpable for disclosure of false or misleading information and former CEO for insider trading

Aug 7, 2024

市场失当行为审裁处裁定中国森林前主席和前行政总裁披露虚假或具误导性的资料及前行政总裁进行内幕交易

Aug 6, 2024

Suspected core syndicate member charged in ramp-and-dump case

Aug 6, 2024

“唱高散货”集团怀疑骨干成员被检控

Aug 5, 2024

Wanted core member of ramp-and-dump syndicate arrested

Aug 5, 2024

“唱高散货”集团骨干通缉犯落网

Aug 1, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Yemen) Regulation 2019

Aug 1, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2019年聯合国制裁（也门）规例》

Jul 30, 2024

Former banker ordered to disgorge $3 million illegal gains from insider dealing

Jul 30, 2024

前银行职员被饬令交出300万元内幕交易非法利润

Jul 29, 2024

SFC warns public of Proxinex for suspected virtual asset-related fraud

Jul 29, 2024

证监会告诫公众提防Proxinex涉嫌从事虚拟资产相关欺诈行为

Jul 26, 2024

SFC and IA joined forces to tackle cross-sector irregularities

Jul 26, 2024

证监会与保监局联手应对跨行业违规行为

Jul 26, 2024

SFC welcomes appointment and re-appointment of Non-Executive Directors

Jul 26, 2024

证监会欢迎非执行董事的任命及续任

Jul 25, 2024

SFC warns public against unlicensed virtual asset trading platform CoinUnited.io

Jul 25, 2024

证监会告诫公众提防无牌虚拟资产交易平台CoinUnited.io

Jul 22, 2024

Three jailed between 52 and 80 months in landmark market manipulation case

Jul 22, 2024

三人在具标志性意义的操纵市场案中被判监52至80个月

Jul 16, 2024

SFC sets clear timeline for implementing an uncertificated securities market in Hong Kong

Jul 16, 2024

证监会制订明确时间表以在香港实施无纸证券市场

Jul 12, 2024

SFC and CSRC hold high-level enforcement cooperation meeting

Jul 12, 2024

证监会与中国证监会举行高层执法合作会议

Jul 12, 2024

Enduring strength of Hong Kong as leading international asset and wealth management hub: SFC survey 2023

Jul 12, 2024

证监会2023年调查：香港保持国际资产及财富管理枢纽的领先优势 | 证券及期货事务监察委员会 (sfc.hk)

Jul 11, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
(1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action
(2) FATF Statement on Jurisdictions under Increased Monitoring
(3) Outcomes from the FATF Plenary, 26-28 June 2024

Sep 16, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
(1) 财务行动特别组织有关要求各方对高风险司法管辖区采取行动的声明
(2) 特别组织有关被加强监察的司法管辖区的声明
(3) 特别组织2024年6月26至28日全体会议所取得的成果

Jul 9, 2024

First District Court hearings for 18 defendants in three social media ramp-and-dump cases

Jul 9, 2024

区域法院就三宗社交媒体“唱高散货”案件的18名被告展开首次聆讯

Jul 9, 2024

New speech by Julia Leung: Keynote address at Bond Connect Anniversary Summit 2024

Jul 9, 2024

梁凤仪的新演说：在债券通周年论坛2024上的主题演说

Jul 9, 2024

SFC and HKMA welcome PBoC’s new measure on Northbound Swap Connect margin collateral arrangement

Jul 9, 2024

证监会和金管局欢迎中国人民银行关于“北向互换通”履约抵押品的新措施

Jul 8, 2024

SFC to launch new online application and submission system for investment products

Jul 8, 2024

证监会推出全新网上投资产品申请及呈交系统

Jul 8, 2024

Circular on launch of e-IP application/submission system on WINGS

Jul 8, 2024

有关在WINGS上推出e-IP申请及呈交系统的通函 (只备有英文版)

Jul 5, 2024

SFC warns public of seven entities for suspected virtual asset-related fraud

Sep 16, 2024

证监会告诫公众提防七家实体涉嫌从事虚拟资产相关欺诈行为

Jul 3, 2024

Court convicts and fines Tse Tsun Wai for unlicensed activity

Jul 3, 2024

法院裁定谢浚玮进行无牌活动罪成并判处罚款

Jul 3, 2024

Hedge fund manager ordered to disgorge $5.6 million illicit profit from false trading and disqualified for four years

Jul 3, 2024

对冲基金经理被饬令交出从虚假交易获取的560万元非法利润及被取消资格四年

Jul 3, 2024

Circular to licensed corporations -
Financial resources management and compliance with the Securities and Futures (Financial Resources) Rules

Jul 3, 2024

致持牌法团的通函 -
财政资源管理及《证券及期货（财政资源）规则》的遵守情况

Jul 2, 2024

First District Court hearing on insider dealing case against Segantii Capital Management and its chief investment officer

Jul 2, 2024

Segantii Capital Management及其投资总监的内幕交易案件在区域法院进行首次聆讯

Jun 28, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Joint Comprehensive Plan of Action-Iran) (Amendment) Regulation 2024

Jun 28, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2024年联合国制裁（联合全面行动计划——伊朗）（修订）规例》

Jun 28, 2024

Circular to issuers of SFC-authorised investment-linked assurance schemes - Streamlined approach for vetting and approving revised marketing materials

Jun 28, 2024

致证监会认可与投资有关的人寿保险计划的产品发行人的通函 - 简化经修订推广资料的审批程序 (只备有英文版)

Jun 28, 2024

SFC warns public of Tokencan, VBIT Exchange and HKD.com Corporation for suspected virtual asset-related fraud and/or unlicensed activities

Jun 28, 2024

证监会告诫公众提防Tokencan、香港威币加密资产及HKD.com Corporation涉嫌从事虚拟资产相关欺诈行为及／或无牌活动

Jun 27, 2024

SFC and HKMA conclude annual updates to Financial Services Providers list under OTC derivatives regulatory regime

Jun 27, 2024

证监会与金管局就场外衍生工具监管制度下的金融服务提供者名单的年度更新发表谘询总结

Jun 26, 2024

SFC bans Wu Chao for three years and seven months

Jun 26, 2024

证监会禁止吴超重投业界三年七个月

Jun 20, 2024

SFC secures conviction for provision of paid investment advice on Telegram chat group without licence

Jun 20, 2024

证监会获得法院裁定有人无牌而在Telegram聊天群组提供付费投资意见罪名成立

Jun 20, 2024

SFC suspends Shum Wai Nap for seven months for failures in managing a private fund

Jun 20, 2024

岑伟纳因管理私人基金缺失遭证监会暂时吊销牌照七个月

Jun 19, 2024

Three sophisticated ramp-and-dump cases transferred to District Court

Jun 19, 2024

三宗组织严密的“唱高散货”案件移交区域法院审理

Jun 19, 2024

SFC’s 35th year and beyond: guiding Hong Kong’s capital markets with mission and vision

Jun 19, 2024

证监会跨越35载以使命和愿景引领香港资本市场迈向未来

Jun 18, 2024

Circular to intermediaries
Severe weather trading

Jun 18, 2024

致中介人的通函
恶劣天气下维持交易

Jun 18, 2024

Circular to Management Companies of SFC-authorised Investment Products Listed on The Stock Exchange of Hong Kong Limited concerning Severe Weather Trading of Hong Kong Securities and Derivatives Markets

Jun 18, 2024

致在香港联合交易所有限公司上市的证监会认可投资产品的管理公司有关香港证券及衍生产品市场维持恶劣天气下交易的通函 (只备有英文版)

Jun 17, 2024

Market manipulation case adjourned for sentencing

Jun 17, 2024

操纵市场案押后判刑

Jun 17, 2024

SFC bans Ha Po Kwan for 12 months

Jun 17, 2024

证监会禁止夏宝均重投业界12个月

Jun 14, 2024

SFC welcomes progress on implementation of Mainland-Hong Kong Mutual Recognition of Funds enhancements

Jun 14, 2024

证监会欢迎推进落实优化内地与香港基金互认安排

Jun 14, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Somalia) Regulation 2019 (Amendment) Regulation 2024

Jun 14, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集 : 《2024年〈2019年联合国制裁（索马里）规例〉（修订）规例》

Jun 12, 2024

SFC briefs virtual asset trading platform applicants on regulatory expectations after transition period ends

Jun 12, 2024

证监会在过渡期结束后向虚拟资产交易平台申请者简介监管要求

Jun 12, 2024

Insider dealing case against Segantii Capital Management and its chief investment officer transferred to District Court

Jun 12, 2024

Segantii Capital Management及其投资总监内幕交易案件移交区域法院审理

Jun 5, 2024

SFC cooperates with BCSC in obtaining preservation orders against Leung Anita Fung Yee Maria in British Columbia, Canada

Jun 5, 2024

证监会在加拿大英属哥伦比亚省与英属哥伦比亚证监会合作取得针对梁凤仪的多项保存令

Jun 5, 2024

New speech by Julia Leung: Speech at Greenwich Economic Forum Hong Kong

Jun 5, 2024

梁凤仪的新演说：在格林威治经济论坛（香港）上的演说

Jun 3, 2024

SFC meets Capital Market Authority and Saudi Tadawul Group in Saudi Arabia

Jun 3, 2024

证监会高层在沙特阿拉伯与资本市场管理局和沙特证交所集团高层会面

May 31, 2024

Top executives of SFC and DFSA meet in Dubai to extend market ties

May 31, 2024

证监会与迪拜金管局高层在迪拜会面以扩大市场联系

May 29, 2024

Market manipulators convicted in landmark High Court jury trial

May 29, 2024

操纵市场人士在具标志性意义的高等法院陪审团审讯中被定罪

May 29, 2024

SFC top executives visit Saudi Arabia and UAE to foster financial services collaboration

May 29, 2024

证监会高层访问沙特阿拉伯和阿联酋以促进金融服务合作

May 28, 2024

SFC statement on the end of non-contravention period for virtual asset trading platforms

May 28, 2024

证监会就虚拟资产交易平台的不违反期间结束发表声明

May 28, 2024

SFC suspends Wong Ka Ching for four years

May 28, 2024

证监会暂时吊销黄家正的牌照四年

May 27, 2024

SFC bans Cheung Wing Hung for 18 months

May 27, 2024

证监会禁止张永鸿重投业界18个月

May 27, 2024

SFC and Abu Dhabi’s FSRA hold high-level meeting in Athens

May 27, 2024

证监会与阿布札比金管局在雅典举行高层会议

May 24, 2024

Circular to Management Companies of SFC-authorised Real Estate Investment Trusts (REIT) - Treasury units of SFC-authorised REITs

May 24, 2024

致证监会认可房地产投资信托基金管理公司的通函 - 证监会认可的房地产投资信托基金的库存单位（只备有英文版）

May 23, 2024

Pre-trial review fixed for false trading in shares of China All Access (Holdings) Limited

May 23, 2024

法院就中国全通（控股）有限公司股份的虚假交易订定审讯前覆核日期

May 22, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
United Nations Sanctions (Somalia) Regulation 2019

May 22, 2024

致持牌法团、获证监会发牌的虚拟资产服务提供者及有联系实体的通函 - 打击洗钱／恐怖分子资金筹集
《2019年聯合国制裁（索马里）规例》

May 17, 2024

Two former brokers jailed for three months each for false trading

May 17, 2024

两名前经纪因进行虚假交易各被判处监禁三个月

May 17, 2024

SFC welcomes industry-led public consultation on voluntary code of conduct for ESG ratings and data products providers

May 17, 2024

证监会欢迎业界就ESG评级和数据产品供应商的自愿操守准则展开公众谘询

May 16, 2024

SFC facilitates broadening of master-feeder ETFs offerings in Hong Kong